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RIA / WealthAdvisordual registered (broker-dealer)36 years in industry

BRIAN JOHN MCHENRY

Advisor at LPL FINANCIAL LLC

ALISO VIEJO, CA | NEWPORT BEACH, CA | MISSION VIEJO, CA

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Search this name across graphsid dfx:ria:3f8df9f1-231f-2299-a8ef-bcc4214d7bbf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Mar 23, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Aug 27, 1990
First registration: Mar 23, 2006
Dual registered: yes, broker-dealer
Other names: BRIAN MCHENRY
IAPD individual key: 2041539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 19, 2023	n/a	yes	MISSION VIEJO, CA\|NEWPORT BEACH, CA\|ALISO VIEJO, CA	Current employment
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	Former SEC adviser	Oct 28, 2015	Jul 19, 2023	no	NEWPORT BEACH, CA\|OMAHA, NE	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 29, 2009	Oct 20, 2015	no	MISSION VIEJO, CA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Jan 29, 2009	Oct 20, 2015	no	MISSION VIEJO, CA	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Mar 23, 2006	Jan 12, 2009	no	FRESNO, CA\|FRESNO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BANCWEST INVESTMENT SERVICES, INC. (BWIS)	LPL FINANCIAL LLC	Jul 19, 2023	Jul 19, 2023	0	Bulk transfer	Ibd to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 20, 2015	Jan 29, 2009	-2,455	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Oct 20, 2015	Jan 29, 2009	-2,455	Firm change after gap	Other
PRUCO SECURITIES, LLC	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Jan 12, 2009	Jan 29, 2009	17	Firm change	Other

Relationships

Registered with (5)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 19, 2023 to presentfactForm ADV
→ BANCWEST INVESTMENT SERVICES, INC. (BWIS)Registered adviserregistration: previous registration
Oct 28, 2015 to Jul 19, 2023factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 29, 2009 to Oct 20, 2015factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Jan 29, 2009 to Oct 20, 2015factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Mar 23, 2006 to Jan 12, 2009factForm ADV

Dated events

No dated event names this entity yet.