DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Tyler Andrew Bailey

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

San Ramon, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f9761be-23a1-2a14-61b8-4d19e4dc558e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 10, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 1, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 7, 2018
First registration: Sep 10, 2018
Dual registered: yes, broker-dealer
Other names: Tyler Andrew Bailey|Tyler Bailey
IAPD individual key: 6889122

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	May 31, 2023	n/a	yes	San Ramon, CA	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 19, 2022	May 31, 2023	no	SAN RAMON, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Apr 6, 2021	Oct 3, 2022	no	Roseville, CA	Previous registration
MORGAN STANLEY	Wirehouse	Oct 29, 2019	Mar 24, 2021	no	San Francisco, CA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 10, 2018	Oct 22, 2019	no	OAKLAND, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	May 31, 2023	May 31, 2023	0	Firm change	RIA to ibd
AMERIPRISE FINANCIAL SERVICES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Oct 3, 2022	Oct 19, 2022	16	Firm change	Ibd to RIA
MORGAN STANLEY	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 24, 2021	Apr 6, 2021	13	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN STANLEY	Oct 22, 2019	Oct 29, 2019	7	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
15296:149018:CA:2023-05-31	May 31, 2023	May 31, 2023	SAN RAMON, CA	Firm change
7691:149777:CA:2019-10-22	Oct 22, 2019	Oct 29, 2019	OAKLAND, CA	Firm change

Relationships

Registered with (5)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
May 31, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 19, 2022 to May 31, 2023factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Apr 6, 2021 to Oct 3, 2022factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Oct 29, 2019 to Mar 24, 2021factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 10, 2018 to Oct 22, 2019factForm ADV

Dated events

Occurred
May 31, 2023
Advisor changed firm
Tyler Andrew Bailey left Securian Financial Services, Inc. for Raymond James Financial Services Advisors, Inc (registered 2023-05-31)
Form ADVobserved 6 days ago
Occurred
Oct 3, 2022
Advisor changed firm
Tyler Andrew Bailey left Ameriprise Financial Services, Llc for Securian Financial Services, Inc. (registered 2022-10-19)
Form ADVobserved 6 days ago