DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••••••• W••••• M••••••••• L••
INDEPENDENCE, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••••• W••••• M••••••••• L•• | State registered | Jan 31, 2014 | n/a | yes | INDEPENDENCE, OH | Current employment |
| L•• F•••••••• L•• | Bd affiliated wealth | May 14, 2007 | Feb 5, 2014 | no | BRECKSVILLE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R••••• O• L••• W••••• P••••••• | L•• F•••••••• L•• | Dec 19, 2016 | May 14, 2007 | -3,507 | Firm change after gap | Other |
| L•• F•••••••• L•• | A•••••••• W••••• M••••••••• L•• | Feb 5, 2014 | Jan 31, 2014 |
| R••••• O• L••• W••••• P••••••• | Independent wealth | Apr 20, 2007 | Dec 19, 2016 | no | CLEVELAND, OH | Previous registration |
| O•••••••• A•••••••• I••• | n/a | Mar 18, 2003 | Dec 13, 2006 | no | CLEVELAND, OH | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Oct 18, 1999 | Feb 21, 2007 | no | CLEVELAND, OH|CLEVELAND, OH | Previous registration |
| -5 |
| Firm change |
| Other |
| L•• F•••••••• L•• | O•••••••• A•••••••• I••• | Feb 21, 2007 | Mar 18, 2003 | -1,436 | Firm change after gap | Other |
| O•••••••• A•••••••• I••• | R••••• O• L••• W••••• P••••••• | Dec 13, 2006 | Apr 20, 2007 | 128 | Firm change | Other |