RIA Intelligence

• A•••••••• W••••• M••••••••• L•• state registered current
  since Jan 31, 2014 · Independence, Oh
• L•• F•••••••• L•• BD affiliated
  May 14, 2007 to Feb 5, 2014 · Brecksville, Oh
• R••••• O• L••• W••••• P••••••• independent RIA
  Apr 20, 2007 to Dec 19, 2016 · Cleveland, Oh
• O•••••••• A•••••••• I••• unclassified
  Mar 18, 2003 to Dec 13, 2006 · Cleveland, Oh
• L•• F•••••••• L•• BD affiliated
  Oct 18, 1999 to Feb 21, 2007 · Cleveland, Oh

• R••••• O• L••• W••••• P••••••• to L•• F•••••••• L••
  left Dec 19, 2016, registered May 14, 2007 (-3507 days) · Other
• L•• F•••••••• L•• to A•••••••• W••••• M••••••••• L••
  left Feb 5, 2014, registered Jan 31, 2014 (-5 days) · Other
• L•• F•••••••• L•• to O•••••••• A•••••••• I•••
  left Feb 21, 2007, registered Mar 18, 2003 (-1436 days) · Other
• O•••••••• A•••••••• I••• to R••••• O• L••• W••••• P•••••••
  left Dec 13, 2006, registered Apr 20, 2007 (128 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

30derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address