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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

SCOTT RICHARD SOLOD

Advisor at HAMMOND ILES WEALTH ADVISORS

Burlington, VT | WETHERSFIELD, CT

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Search this name across graphsid dfx:ria:3fa17b0a-e935-9d1d-9ab9-d6aa5a6f2d84

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 3
On other graphs: 0
Observed: Jan 7, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAMMOND ILES WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 24, 1996earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Dec 24, 1996
First registration: Jan 7, 2003
Dual registered: yes, broker-dealer
IAPD individual key: 2116968

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HAMMOND ILES WEALTH ADVISORS	Independent wealth	Oct 10, 2024	n/a	yes	WETHERSFIELD, CT\|Burlington, VT	Current employment
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	Independent wealth	Apr 1, 2024	Apr 17, 2024	no	WASHINGTON, DC\|WASHINGTON, DC	Previous registration
HAMMOND ILES WEALTH ADVISORS	Independent wealth	May 3, 2022	Apr 1, 2024	no	WETHERSFIELD, CT\|Burlington, VT	Previous registration
ESI FINANCIAL ADVISORS	Independent wealth	Oct 26, 2016	Apr 18, 2022	no	MONTPELIER, VT	Previous registration
SANTANDER SECURITIES	Bd affiliated wealth	Jun 8, 2015	Oct 14, 2016	no	BOSTON, MA\|Boston, MA	Previous registration
SIGNATOR INVESTORS, INC.	Former SEC adviser	Nov 4, 2013	May 27, 2015	no	BOSTON, MA	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Mar 14, 2011	Oct 31, 2013	no	WALTHAM, MA\|WALTHAM, MA	Previous registration
FINACORP SECURITIES	n/a	Aug 26, 2003	Nov 20, 2003	no	NEWPORT BEACH, CA	Previous registration
CREDIT UNION BROKERAGE SERVICES, INC.	n/a	Jan 7, 2003	Aug 20, 2003	no	AUBURN, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	HAMMOND ILES WEALTH ADVISORS	Apr 17, 2024	Oct 10, 2024	176	Firm change	RIA to RIA
HAMMOND ILES WEALTH ADVISORS	FOLGER NOLAN FLEMING DOUGLAS INCORPORATED	Apr 1, 2024	Apr 1, 2024	0	Firm change	RIA to RIA
ESI FINANCIAL ADVISORS	HAMMOND ILES WEALTH ADVISORS	Apr 18, 2022	May 3, 2022	15	Firm change	Ibd to RIA
SANTANDER SECURITIES	ESI FINANCIAL ADVISORS	Oct 14, 2016	Oct 26, 2016	12	Firm change	Other
SIGNATOR INVESTORS, INC.	SANTANDER SECURITIES	May 27, 2015	Jun 8, 2015	12	Firm change	Other
COMMONWEALTH FINANCIAL NETWORK	SIGNATOR INVESTORS, INC.	Oct 31, 2013	Nov 4, 2013	4	Firm change	Other
FINACORP SECURITIES	COMMONWEALTH FINANCIAL NETWORK	Nov 20, 2003	Mar 14, 2011	2,671	Firm change after gap	Other
CREDIT UNION BROKERAGE SERVICES, INC.	FINACORP SECURITIES	Aug 20, 2003	Aug 26, 2003	6	Firm change	Other

Relationships

Registered with (8)

→ HAMMOND ILES WEALTH ADVISORSRegistered adviserregistration: previous registration
May 3, 2022 to Apr 1, 2024factForm ADV
→ FOLGER NOLAN FLEMING DOUGLAS INCORPORATEDRegistered adviserregistration: previous registration
Apr 1, 2024 to Apr 17, 2024factForm ADV
→ ESI FINANCIAL ADVISORSRegistered adviserregistration: previous registration
Oct 26, 2016 to Apr 18, 2022factForm ADV
→ SANTANDER SECURITIESRegistered adviserregistration: previous registration
Jun 8, 2015 to Oct 14, 2016factForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Nov 4, 2013 to May 27, 2015factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Mar 14, 2011 to Oct 31, 2013factForm ADV
→ FINACORP SECURITIESRegistered adviserregistration: previous registration
Aug 26, 2003 to Nov 20, 2003factForm ADV
→ CREDIT UNION BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
Jan 7, 2003 to Aug 20, 2003factForm ADV

Dated events

Occurred
Apr 17, 2024
Advisor changed firm
Scott Richard Solod left Folger Nolan Fleming Douglas Incorporated for Hammond Iles Wealth Advisors (registered 2024-10-10)
Form ADVobserved 5 days ago
Occurred
Apr 1, 2024
Advisor changed firm
Scott Richard Solod left Hammond Iles Wealth Advisors for Folger Nolan Fleming Douglas Incorporated (registered 2024-04-01)
Form ADVobserved 5 days ago
Occurred
Apr 18, 2022
Advisor changed firm
Scott Richard Solod left Esi Financial Advisors for Hammond Iles Wealth Advisors (registered 2022-05-03)
Form ADVobserved 5 days ago