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H•••••• I••• W••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

H•••••• I••• W••••• A•••••••

KELLY FINANCIAL GROUP, LLC, CRD 136372

WETHERSFIELD, CT

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Search this name across graphsid dfx:ria:d63d9d1b-4f96-10b8-8c81-190c20d08be5

Data as of Jul 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 4
On other graphs: 0
Observed: Mar 20, 2012 to Jul 30, 2026
48 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $475MItem 5.F on the latest filing (2026-07-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $475M
Private client RAUM: $472MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
S•••• T••••• I•••	n/a	Burlington, VT \| WETHERSFIELD, CT \| GUILFORD, CT	21	27	1	yes
R••••• G•••••• H••••••	Certified Financial Planner	GUILFORD, CT \| RESTON, VA \| WETHERSFIELD, CT	21

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
H••••••• R•••••• G••••••	CEO/MANAGING MEMBER	D	yes	01/2005	Mar 20, 2012	Nov 8, 2024
I•••• S••••• T•••••	President	C	yes	01/2005	Mar 20, 2012

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Guilford	Ct	United States	3	yes
Burlington	Vt	United States	2	yes
Reston	Va	United States	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	1

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$475M	$387M	22.6%	$82.1M	79.5%	7	11	3	3

Relationships

Registered with (9)

← M••• E•••••••• M•••••Advisorregistration: current employment
Aug 23, 2026 to presentfactForm ADV
← S•••• R•••••• S••••Advisorregistration: previous registration
May 3, 2022 to Apr 1, 2024factForm ADV
← K•••• P•••••• I•••Advisorregistration: current employment
Aug 12, 2020 to presentfactForm ADV
← S•••• T••••• I•••

Dated events

Occurred
Apr 4, 2025
Regulatory AUM changed
H•••••• I••• W••••• A••••••• reported RAUM $387.4M, up 262% from $107.1M (2024-11-08 to 2025-04-04)
Form ADVobserved 6 days ago
$280M
Occurred
Sep 19, 2024
Control person joined
Richard Scott Solod (Chief Compliance Officer) appeared on Schedule A of H•••••• I••• W••••• A•••••••
Form ADVobserved 6 days ago
Occurred
Apr 1, 2024
Advisor changed firm
S•••• R•••••• S•••• left H•••••• I••• W••••• A••••••• for Folger Nolan Fleming Douglas Incorporated (registered 2024-04-01)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:d63d9d1b-4f96-10b8-8c81-190c20d08be5
First observed: Mar 20, 2012
Last observed: Jul 30, 2026 54 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Feb 20, 2026	$475M	$475M	7	5	3	n/a	n/a
2024	Apr 4, 2025	$387M	$387M	11	4	3	n/a	n/a
2023	Feb 29, 2024	$107M	$107M	11	4	3	n/a	n/a
2022	Feb 15, 2023	$82.1M	$82.1M	11	11	3	n/a	n/a
2021	Mar 7, 2022	$89.5M	$89.5M	9	9	3	n/a	n/a
2020	Mar 4, 2021	$74.9M	$74.9M	10	10	2	n/a	n/a
2019	Mar 17, 2020	$72.8M	$72.8M	9	9	4	n/a	n/a
2018	Mar 22, 2019	$64.7M	$64.7M	9	9	4	n/a	n/a
2017	Mar 21, 2018	$83.8M	$83.8M	6	4	3	n/a	n/a
2016	Feb 23, 2017	$150M	$150M	19	6	n/a	n/a	n/a
2015	Feb 10, 2016	$186M	$186M	9	6	n/a	n/a	n/a
2014	Feb 4, 2015	$157M	$157M	7	4	n/a	n/a	n/a
2013	Mar 7, 2014	$133M	$133M	8	8	n/a	n/a	n/a
2012	Mar 13, 2013	$112M	$112M	7	7	n/a	n/a	n/a
2011	Mar 20, 2012	$101M	$101M	n/a	n/a	n/a	n/a	n/a