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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JONATHAN ROBERT DAVIS

Advisor at JOHN HANCOCK INVESTMENT MANAGEMENT LLC

Wakefield, MA | BOSTON, MA

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Search this name across graphsid dfx:ria:3fa3fccd-8bf8-6e07-6377-b450c2fa6252

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:19 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Oct 10, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 8, 2014
First registration: Oct 10, 2014
Dual registered: yes, broker-dealer
IAPD individual key: 6178340

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Asset manager	Nov 8, 2018	n/a	yes	BOSTON, MA\|Wakefield, MA	Current employment
MANULIFE INVESTMENT MANAGEMENT (US) LLC	Asset manager	Dec 15, 2017	Nov 8, 2018	no	BOSTON, MA\|BOSTON, MA	Previous registration
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	Bd affiliated wealth	Oct 4, 2016	Dec 1, 2017	no	BOSTON, MA	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	Jan 2, 2015	May 7, 2015	no	BANGOR, ME	Previous registration
NEW ENGLAND SECURITIES CORPORATION	Former SEC adviser	Oct 10, 2014	Jan 2, 2015	no	BANGOR, ME	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MANULIFE INVESTMENT MANAGEMENT (US) LLC	JOHN HANCOCK INVESTMENT MANAGEMENT LLC	Nov 8, 2018	Nov 8, 2018	0	Bulk transfer	Other
JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	MANULIFE INVESTMENT MANAGEMENT (US) LLC	Dec 1, 2017	Dec 15, 2017	14	Firm change	Other
MSI FINANCIAL SERVICES, INC.	JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLC	May 7, 2015	Oct 4, 2016	516	Firm change after gap	Other
NEW ENGLAND SECURITIES CORPORATION	MSI FINANCIAL SERVICES, INC.	Jan 2, 2015	Jan 2, 2015	0	Bulk transfer	Other

Relationships

Registered with (5)

→ JOHN HANCOCK INVESTMENT MANAGEMENT LLCRegistered adviserregistration: current employment
Nov 8, 2018 to presentfactForm ADV
→ MANULIFE INVESTMENT MANAGEMENT (US) LLCRegistered adviserregistration: previous registration
Dec 15, 2017 to Nov 8, 2018factForm ADV
→ JOHN HANCOCK PERSONAL FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Oct 4, 2016 to Dec 1, 2017factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jan 2, 2015 to May 7, 2015factForm ADV
→ NEW ENGLAND SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Oct 10, 2014 to Jan 2, 2015factForm ADV

Dated events

No dated event names this entity yet.