DFX Intelligence

A•••• S• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

A•••• S• J••••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

PARAMUS, NJ | NEW HAVEN, CT

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Search this name across graphsid dfx:ria:3faca1af-6e8c-d186-b881-40ef0f9ec4f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Mar 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 14, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 17, 2025	n/a	yes	PARAMUS, NJ\|NEW HAVEN, CT	Current employment
D••••••• B••• S••••••••• I•••	No RAUM reported	Oct 19, 2022	Dec 20, 2023	no	NEW YORK, NY\|Danbury, CT

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••• B••• S••••••••• I•••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Dec 20, 2023	Nov 17, 2025	698	Firm change after gap	RIA to wirehouse
C•••••••• G••••• M•••••• I•••	D••••••• B••• S••••••••• I•••	Sep 9, 2022	Oct 19, 2022

Relationships

Registered with (4)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Aug 13, 2008 to Apr 5, 2010factForm ADV
→ D••••••• B••• S••••••••• I•••Registered adviserregistration: previous registration
Oct 19, 2022 to Dec 20, 2023factForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 15, 2019 to Sep 9, 2022factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
A•••• S• J•••••• left D••••••• B••• S••••••••• I••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-11-17)
Form ADVobserved 7 days ago
Occurred
Sep 9, 2022
Advisor changed firm
A•••• S• J•••••• left C•••••••• G••••• M•••••• I••• for D••••••• B••• S••••••••• I••• (registered 2022-10-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3faca1af-6e8c-d186-b881-40ef0f9ec4f4
First observed: Mar 28, 2002
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.