DFX Intelligence

T•••• V••• P•••••• W•••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 1b 10b

T•••• V••• P•••••• W•••••

T•••• V••• P•••••• W•••••, LLC, CRD 335591

WESTPORT, CT

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Search this name across graphsid dfx:ria:3fff7157-2c9d-547e-a611-edd4091a19d2

Data as of Aug 10, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 2
On other graphs: 0
Observed: May 25, 2025 to Aug 10, 2026
7 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0
Regulatory AUM: $1.2B••• Locked
Discretionary RAUM: $1.2B
Private client RAUM: $1.2Bderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 7
RAUM per advisor: $165Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
Z••••• P•••••••	Certified Financial Planner\|Chartered Financial Consultant	WESTPORT, CT	1	15	3	yes
F•••••• J••• M••••••••	n/a	WESTPORT, CT \| Scarsdale, NY	1	12

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• H••••••• L••	Member	C	yes	03/2025	Aug 10, 2026	Aug 10, 2026
J•• I•• H•••••• L••	Member	C	yes	03/2025	Aug 10, 2026	Aug 10, 2026

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 27, 2026	$1.2B	$1.2B	11	6	0	n/a	n/a

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	7	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$1.2B	n/a	n/a	n/a	n/a	11	n/a	0	n/a

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P••••••	5	May 21, 2025	Jun 3, 2025	SHELTON, CT	Team lift out	RIA to new firm	13.2%
P••••••	2	May 21, 2025	Jun 5, 2025

Relationships

Owns (1)

← P••••• C••••••••• L••OwnerCCO, ownership code NA, individual
Aug 10, 2026 to presentfactForm ADV

Controls (3)

← A••••• H••••••• L••OwnerMEMBER, ownership code C, domestic entity
Aug 10, 2026 to presentfactForm ADV
← J•• I•• H•••••• L••OwnerMEMBER, ownership code C, domestic entity
Aug 10, 2026 to presentfactForm ADV
← Z• E••••• H••••••• L••OwnerMEMBER MEMBER MEMBER MEMBER, ownership code C, domestic entity

Dated events

Occurred
May 21, 2025
Team lift-out
6 advisors left Procyon (Shelton, CT) for T•••• V••• P•••••• W••••• on the same day
Form ADVobserved 7 days ago
6 advisors
Occurred
May 21, 2025
Team lift-out
2 advisors left Procyon (New York, NY) for T•••• V••• P•••••• W••••• on the same day
Form ADVobserved 6 days ago
2 advisors

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fff7157-2c9d-547e-a611-edd4091a19d2
First observed: May 25, 2025
Last observed: Aug 10, 2026 43 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.