DFX Intelligence

F•••••• J••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

F•••••• J••• M••••••••

Advisor at T•••• V••• P•••••• W•••••

WESTPORT, CT | Scarsdale, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:92b859ef-b23a-b21b-8541-713a106f7550

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:08 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 2
On other graphs: 0
Observed: Jul 17, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• V••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 7, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• V••• P•••••• W•••••	Independent wealth	May 22, 2025	n/a	yes	WESTPORT, CT\|Scarsdale, NY	Current employment
P••••••	Mixed wealth	Jun 27, 2023	May 21, 2025	no	SHELTON, CT\|New York, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••	T•••• V••• P•••••• W•••••	May 21, 2025	May 22, 2025	1	Firm change	RIA to new firm
B•••• T•••• W••••• M••••••••• L••	P••••••	Jul 26, 2023	Jun 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
167811:288239:NY:2023-07-26	Jul 26, 2023	Jun 27, 2023	NEW YORK, NY	Firm change
7691:167811:CT:2021-01-02	Jan 2, 2021	Jan 4, 2021	STAMFORD, CT	Firm change
816:149777:NY:2015-12-07	Dec 16, 2015	Nov 25, 2015	NEW YORK, NY	Firm change

Relationships

Registered with (6)

→ T•••• V••• P•••••• W•••••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ P••••••Registered adviserregistration: previous registration
Jun 27, 2023 to May 21, 2025factForm ADV
→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 4, 2021 to Jul 26, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 21, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 26, 2023
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:92b859ef-b23a-b21b-8541-713a106f7550
First observed: Jul 17, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.