DFX Intelligence

C••••••••• M••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant18 years in industry

C••••••••• M••••• S••••

Advisor at T•••• V••• P•••••• W•••••

WESTPORT, CT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:a9d1442a-32f0-6975-088e-c22c557d7447

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Aug 3, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•••• V••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•••• V••• P•••••• W•••••	Independent wealth	May 22, 2025	n/a	yes	WESTPORT, CT	Current employment
P••••••	Mixed wealth	Jun 27, 2023	May 21, 2025	no	Crowmell, CT\|SHELTON, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••••	T•••• V••• P•••••• W•••••	May 21, 2025	May 22, 2025	1	Firm change	RIA to new firm
B•••• T•••• W••••• M••••••••• L••	P••••••	Jun 26, 2023	Jun 27, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
288239:335591:CT:2025-05-21	May 21, 2025	May 22, 2025	SHELTON, CT	Firm change
167811:288239:NY:2023-06-26	Jun 26, 2023	Jun 27, 2023	NEW YORK, NY	Firm change

Relationships

Registered with (4)

→ T•••• V••• P•••••• W•••••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ P••••••Registered adviserregistration: previous registration
Jun 27, 2023 to May 21, 2025factForm ADV
→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2021 to Jun 26, 2023factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
May 21, 2025
Advisor changed firm
C••••••••• M••••• S•••• left Procyon for T•••• V••• P•••••• W••••• (registered 2025-05-22)
Form ADVobserved 7 days ago
Occurred
Jun 26, 2023
Advisor changed firm
C••••••••• M••••• S•••• left B•••• T•••• W••••• M••••••••• L•• for Procyon (registered 2023-06-27)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a9d1442a-32f0-6975-088e-c22c557d7447
First observed: Aug 3, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.