DFX Intelligence
Reading the graph
Reading the graph
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Advisor at W•••• I••••••••• A•••••••• L••
Westborough, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| W•••• I••••••••• A•••••••• L•• | Other adviser | Jun 28, 2024 | n/a | yes | Westborough, MA | Current employment |
| B••••• H••••• W••••• A•••••••• L•• | Former SEC adviser | Mar 24, 2016 | Oct 30, 2018 | no | ACTON, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | B••••• H••••• W••••• A•••••••• L•• | Jul 26, 2024 | Mar 24, 2016 | -3,046 | Firm change after gap | Other |
| B••••• H••••• W••••• A•••••••• L•• | W•••• I••••••••• A•••••••• L•• | Oct 30, 2018 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 282486:208512:MA:2018-10-30 | Oct 30, 2018 | Jun 28, 2024 | ACTON, MA | Firm change after gap |
| R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Bd affiliated wealth | Sep 23, 2015 | Jul 26, 2024 | no | ACTON, MA|WESTBOROUGH, MA|Londonderry, NH | Previous registration |
| A••••••••• F•••••••• S•••••••• L•• | National bd RIA | May 12, 2009 | Sep 29, 2015 | no | BEDFORD, NH|B•••••, MA|Boston, MA|Boston, MA|Middleton, MA|Boston, MA | Previous registration |
| 2,068 |
| Firm change after gap |
| Other |
| A••••••••• F•••••••• S•••••••• L•• | R•••••• J•••• F•••••••• S••••••• A•••••••• I•• | Sep 29, 2015 | Sep 23, 2015 | -6 | Firm change | Other |