DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A••••••• M•••• M••••••••• L••
Latest filing Mar 24, 2026
First filing on the tape Mar 23, 2012 · 24 filings
SEC status approved since Mar 4, 2002
RAUM
$844M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
97%
$821M individuals and HNW
Advisors
11
registered through the firm on IAPD
RAUM per advisor
$76.7M
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$844M as of Mar 24, 2026
Mar 23, 2012$161M then
HNW client RAUM$657M as of Mar 24, 2026
Mar 22, 2018$155M then
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Apr 1, 20130 then
Employees (5.A)13 as of Mar 24, 2026
Apr 1, 201310 then
Private funds: no history
RAUM +15% over the last fiscal year+15% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $76.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 76derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $453,280derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 2.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.2derivedItem 5.A over advisors
- Advisors per office
- 2.2derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assets, hourly, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $60.5M, 56 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$657M78%
- Individuals$165M20%
- Pension and profit-sharing plans$12.4M1.5%
- Charitable organizations$6.7M0.8%
- Corporations and businesses$3.4M0.4%
- Individual clients
- 621reported
- HNW clients
- 211reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,862reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- $60.5M for 56 clientsreported
- Compensation
- % of AUM, fixed, hourly, performancereported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
11 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• B•••••• W••••• | Rancho Santa Fe, Ca | Mar 9, 1999 | 41 y | 0 |
| M•••••• J••• M•••• | Rancho Santa Fe, Ca | Sep 23, 2002 | 25 y | 0 |
| G•••• J••••• B•••• | Rancho Santa Fe, Ca | Apr 26, 2007 | 20 y | 0 |
| A•••• L•••• C•••••• | Rancho Santa Fe, Ca | Jul 18, 2008 | 20 y | 2 |
| M••• J•••••• M•••• | Brawley, Ca | May 14, 2019 | 23 y | 6 |
| R••• E• D••••••• | Rancho Santa Fe, Ca | Mar 25, 2021 | 10 y | 0 |
| R••• P••• D• C•••••Certified Financial Planner | Rancho Santa Fe, Ca | Jun 23, 2021 | 31 y | 2 |
| J••••• P••••••• H•••••••Certified Financial Planner | Rancho Santa Fe, Ca | Jun 23, 2021 | 12 y | 2 |
| M••••• W•••••• B••••Certified Financial Planner | Rancho Santa Fe, Ca | Jun 23, 2021 | 12 y | 1 |
| S••• T•••• | Rancho Santa Fe, Ca | Oct 3, 2024 | 12 y | 0 |
| T••••• W•••••• M•••••••• | Rancho Santa Fe, Ca | Oct 5, 2025 | 39 y | 4 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- A•••• M•••••• K•• to I••••••••• M••••••• G••••• L••Jan 6, 2011 · Other
- P•••• J••••• D•• to A••••••••• L•••Oct 25, 2006 · Other
- J••• M•••••• S•••• to P•••••• C•••••• A•••••••••Oct 24, 2005 · Other
Joined, latest
- T••••• W•••••• M•••••••• from C•••••••• C•••••• W••••• M••••••••• L••Oct 5, 2025 · RIA to RIA
- J••••• P••••••• H••••••• from W••••• Q•••• P•••••••• I•••Jun 23, 2021 · RIA to RIA
- R••• P••• D• C••••• from W••••• Q•••• P•••••••• I•••Jun 23, 2021 · RIA to RIA
- M••••• W•••••• B•••• from W••••• Q•••• P•••••••• I•••Jun 23, 2021 · RIA to RIA
- M••• J•••••• M•••• from H••••• I••••••••• M••••••••• L••May 14, 2019 · RIA to RIA
- A•••• M•••••• K•• from W•••• F•••• A•••••••May 5, 2009 · Other
- A•••• L•••• C•••••• from M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Jul 18, 2008 · Other
- J••• M•••••• S•••• from G••••• S••••••••• I•••Aug 11, 2005 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from W••••• Q•••• P•••••••• I•••Sep 2, 2021 · San Diego, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••• M••••••• J••• · Member/Manager/Chief Investment Officer/Chief Compliance Officercontrolsince 04/2006 · owns 50% to 75%
- W•••••• G••••••• B•••••• · Member/Manager/Managing Directorcontrolsince 01/1999 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Rancho Santa Fe, Ca · principal | 11 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Brawley, CA1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 1,674 to 1,862Sep 4, 2025 to Mar 24, 2026
- Advisory employees · 10 to 11Sep 4, 2025 to Mar 24, 2026
- HNW clients · 184 to 211Sep 4, 2025 to Mar 24, 2026
- Individual clients · 574 to 621Sep 4, 2025 to Mar 24, 2026
- Assets in custody · $25.3M to $60.5MSep 4, 2025 to Mar 24, 2026
- Employees · 12 to 13Sep 4, 2025 to Mar 24, 2026
- Financial planning clients · 51-100 to 101-250Sep 4, 2025 to Mar 24, 2026
- Discretionary RAUM · $722M to $832MSep 4, 2025 to Mar 24, 2026
- HNW RAUM · $565M to $657MSep 4, 2025 to Mar 24, 2026
- Individual RAUM · $153M to $165MSep 4, 2025 to Mar 24, 2026
- Non-discretionary RAUM · $11.5M to $12.4MSep 4, 2025 to Mar 24, 2026
- Pension RAUM · $11.5M to $12.4MSep 4, 2025 to Mar 24, 2026
- RAUM · $734M to $844MSep 4, 2025 to Mar 24, 2026
- Accounts · 1,595 to 1,674Mar 8, 2024 to Feb 21, 2025
- HNW clients · 167 to 184Mar 8, 2024 to Feb 21, 2025
- Individual clients · 573 to 574Mar 8, 2024 to Feb 21, 2025
- Assets in custody · $20.9M to $25.3MMar 8, 2024 to Feb 21, 2025
- Financial planning clients · 51-100 to 51-100Mar 8, 2024 to Feb 21, 2025
- Other offices · 3 to 4Mar 8, 2024 to Feb 21, 2025
- Discretionary RAUM · $650M to $722MMar 8, 2024 to Feb 21, 2025
- HNW RAUM · $502M to $565MMar 8, 2024 to Feb 21, 2025
- Individual RAUM · $142M to $153MMar 8, 2024 to Feb 21, 2025
- Non-discretionary RAUM · $10.2M to $11.5MMar 8, 2024 to Feb 21, 2025
- Pension RAUM · $12.3M to $11.5MMar 8, 2024 to Feb 21, 2025
- RAUM · $660M to $734MMar 8, 2024 to Feb 21, 2025
- Accounts · 1,606 to 1,595Mar 28, 2023 to Mar 8, 2024
- Advisory employees · 12 to 10Mar 28, 2023 to Mar 8, 2024
- HNW clients · 146 to 167Mar 28, 2023 to Mar 8, 2024
- Individual clients · 617 to 573Mar 28, 2023 to Mar 8, 2024
- Pension plan clients · 6.0 to unsetMar 28, 2023 to Mar 8, 2024
- Assets in custody · $17.5M to $20.9MMar 28, 2023 to Mar 8, 2024
- Employees · 14 to 12Mar 28, 2023 to Mar 8, 2024
- Other offices · 4 to 3Mar 28, 2023 to Mar 8, 2024
- Discretionary RAUM · $543M to $650MMar 28, 2023 to Mar 8, 2024
- HNW RAUM · $392M to $502MMar 28, 2023 to Mar 8, 2024
- Individual RAUM · $147M to $142MMar 28, 2023 to Mar 8, 2024
- Non-discretionary RAUM · $9.9M to $10.2MMar 28, 2023 to Mar 8, 2024
- Pension RAUM · $10.7M to $12.3MMar 28, 2023 to Mar 8, 2024
- RAUM · $553M to $660MMar 28, 2023 to Mar 8, 2024
- Accounts · 1,561 to 1,606Jul 29, 2022 to Mar 28, 2023
Signals
1 dated events
- A••••••• M•••• M••••••••• L•• reported RAUM $553.0M, up 41% from $393.0M (2021-07-20 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 858-755-0909reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 888-999-1395reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-259-6906reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/ammllcreportedpublic record, Form ADV, Sep 19, 2026
- Firm profile
- linkedin.com/company/amm-divorce-financial-consultingreportedpublic record, Form ADV, Sep 19, 2026
- Website
- americanmoneyretire.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 858-755-0909reportedpublic record, Form ADV, Mar 24, 2026
- Contact form
- amminvest.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026