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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

JOHN HOWARD KOPECK

Advisor at AMERIPRISE FINANCIAL SERVICES, LLC

Cincinnati, OH | Mason, OH

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 13, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AMERIPRISE FINANCIAL SERVICES, LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Aug 4, 1993
First registration: Jan 13, 2003
Dual registered: yes, broker-dealer
Other names: JOHN H KOPECK|JOHN HOWARD KOPECK|JOHN HOWARD KOPECK
IAPD individual key: 2366882

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 23, 2015	n/a	yes	Cincinnati, OH\|Mason, OH	Current employment
FORMIDABLE ASSET MANAGEMENT, LLC	Independent wealth	Jun 25, 2013	Jul 2, 2013	no	CINCINNATI, OH	Previous registration
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	May 14, 2007	Jul 22, 2015	no	CINCINNATI, OH\|Blue Ash, OH	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 21, 2006	May 25, 2007	no	CINCINNATI, OH\|NEW YORK, NY\|CINCINNATI, OH	Previous registration
LEGG MASON WOOD WALKER, INCORPORATED	n/a	Jan 13, 2003	Feb 21, 2006	no	KENWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	FORMIDABLE ASSET MANAGEMENT, LLC	Jul 22, 2015	Jun 25, 2013	-757	Firm change after gap	Other
FORMIDABLE ASSET MANAGEMENT, LLC	AMERIPRISE FINANCIAL SERVICES, LLC	Jul 2, 2013	Jul 23, 2015	751	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	RAYMOND JAMES & ASSOCIATES, INC.	May 25, 2007	May 14, 2007	-11	Firm change	Other
LEGG MASON WOOD WALKER, INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Feb 21, 2006	Feb 21, 2006	0	Bulk transfer	Other

Relationships

Registered with (5)

→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: current employment
Jul 23, 2015 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
May 14, 2007 to Jul 22, 2015factForm ADV
→ FORMIDABLE ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 25, 2013 to Jul 2, 2013factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 21, 2006 to May 25, 2007factForm ADV
→ LEGG MASON WOOD WALKER, INCORPORATEDRegistered adviserregistration: previous registration
Jan 13, 2003 to Feb 21, 2006factForm ADV

Dated events

No dated event names this entity yet.