DFX Intelligence

J••••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)11 years in industry

J••••• O••••

Advisor at P•••••••• S••••••••• I•••

SAINT CLOUD, MN | SARTELL, MN

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Search this name across graphsid dfx:ria:4053cf59-8582-5f61-6d2c-b57bd79ca1b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 4
On other graphs: 0
Observed: Feb 6, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• S••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• S••••••••• I•••	Bd affiliated wealth	Sep 16, 2025	n/a	yes	SAINT CLOUD, MN\|SARTELL, MN	Current employment
W•••• F•••• A•••••••	Wirehouse	Jul 15, 2024	Sep 17, 2025	no	MINNEAPOLIS, MN\|ELK RIVER, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	P•••••••• S••••••••• I•••	Sep 17, 2025	Sep 16, 2025	-1	Firm change	Wirehouse to ibd
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Jul 16, 2024	Jul 15, 2024

Relationships

Registered with (7)

→ P•••••••• S••••••••• I•••Registered adviserregistration: current employment
Sep 16, 2025 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 15, 2024 to Sep 17, 2025factForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 11, 2023 to Jul 16, 2024factForm ADV
→ E••••• J••••

Dated events

Occurred
Sep 17, 2025
Advisor changed firm
J••••• O•••• left W•••• F•••• A••••••• for P•••••••• S••••••••• I••• (registered 2025-09-16)
Form ADVobserved 7 days ago
Occurred
Jul 16, 2024
Advisor changed firm
J••••• O•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-07-15)
Form ADVobserved 7 days ago
Occurred
Jan 18, 2023
Advisor changed firm
J••••• O•••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-01-11)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4053cf59-8582-5f61-6d2c-b57bd79ca1b4
First observed: Feb 6, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.