DFX Intelligence
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Registered advisor
J••••• O••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as J••••• M•••••• O••••••••• O••••••••• M• O••••
At current firm
1 y
since Sep 16, 2025
In the industry
11 y
since Feb 1, 2015 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
4
dated events on this person
Registration history
IAPD current and previous registrations
- P•••••••• S••••••••• I••• BD affiliated currentsince Sep 16, 2025 · Saint Cloud, Mn
- W•••• F•••• A••••••• wirehouseJul 15, 2024 to Sep 17, 2025 · Minneapolis, Mn
- J••• M••••• S••••••••• L•• wirehouseJan 11, 2023 to Jul 16, 2024 · Saint Anthony, Mn
- W•••• F•••• A••••••• wirehouseJul 7, 2022 to Jan 18, 2023 · Duluth, Mn
- E••••• J•••• national BDAug 9, 2019 to May 17, 2022 · Alexandria, Mn
- T• A••••••••• I••• formerFeb 27, 2018 to Aug 14, 2019 · Rochester, Mn
- T• A••••••••• I••••••••• M••••••••• L•• formerFeb 26, 2018 to Aug 14, 2019 · Omaha, Ne
- S•••••••• I••••••••• M••••••••• formerFeb 6, 2017 to Feb 26, 2018 · Saint Louis, Mo
Moves
a registration end followed by a registration begin elsewhere
- W•••• F•••• A••••••• to P•••••••• S••••••••• I•••left Sep 17, 2025, registered Sep 16, 2025 (-1 days) · Wirehouse to affiliated broker-dealer or bank
- J••• M••••• S••••••••• L•• to W•••• F•••• A•••••••left Jul 16, 2024, registered Jul 15, 2024 (-1 days) · Wirehouse to wirehouse
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Jan 18, 2023, registered Jan 11, 2023 (-7 days) · Wirehouse to wirehouse
- E••••• J•••• to W•••• F•••• A•••••••left May 17, 2022, registered Jul 7, 2022 (51 days) · Affiliated broker-dealer or bank to wirehouse
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Aug 14, 2019, registered Feb 27, 2018 (-533 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to E••••• J••••left Aug 14, 2019, registered Aug 9, 2019 (-5 days) · Other
- S•••••••• I••••••••• M••••••••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 26, 2018, registered Feb 26, 2018 (0 days) · corporate re-registration, not a move
Signals
- J••••• O•••• left W•••• F•••• A••••••• for P•••••••• S••••••••• I••• (registered 2025-09-16)Sep 17, 2025 · Advisor changed firm · fact
- J••••• O•••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2024-07-15)Jul 16, 2024 · Advisor changed firm · fact
- J••••• O•••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2023-01-11)Jan 18, 2023 · Advisor changed firm · fact
- J••••• O•••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2022-07-07)May 17, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address