DFX Intelligence

D••••• A•••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

D••••• A•••••• P••••••

Advisor at F•••• C•••••• A••••••• S•••••••

Virginia Beach, VA | FORT WORTH, TX

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Search this name across graphsid dfx:ria:406d1a38-b686-dc42-4481-261b977b0568

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:03 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Mar 11, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• C•••••• A••••••• S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• C•••••• A••••••• S•••••••	Bd affiliated wealth	Jul 29, 2026	n/a	yes	FORT WORTH, TX\|Virginia Beach, VA	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Sep 19, 2024	Jun 25, 2026	no	ALEXANDRIA, VA\|NORTH BETHESDA, MD

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	F•••• C•••••• A••••••• S•••••••	Jun 25, 2026	Jul 29, 2026	34	Firm change	Wirehouse to ibd
L•• F•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 24, 2023	Sep 19, 2024

Relationships

Registered with (3)

→ F•••• C•••••• A••••••• S•••••••Registered adviserregistration: current employment
Jul 29, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Sep 19, 2024 to Jun 25, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jan 21, 2022 to Nov 24, 2023factForm ADV

Dated events

Occurred
Jun 25, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Nov 24, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jan 2, 2022
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:406d1a38-b686-dc42-4481-261b977b0568
First observed: Mar 11, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.