DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Daniel Anthony Pennant

First Command Advisory ServicesBD affiliatedVirginia Beach, Va dual registrantIAPD 7043334

Feed of 09/14/2026

Also filed as Daniel Pennant

At current firm

0 y

since Jul 29, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

First Command Advisory Services BD affiliated current
since Jul 29, 2026 · Fort Worth, Tx
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Sep 19, 2024 to Jun 25, 2026 · Alexandria, Va
LPL Financial LLC BD affiliated
Jan 21, 2022 to Nov 24, 2023 · Newport Beach, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Mar 11, 2019 to Jan 2, 2022 · Virginia Beach, Va

Moves

a registration end followed by a registration begin elsewhere

Merrill Lynch, Pierce, Fenner & Smith Incorporated to First Command Advisory Services
left Jun 25, 2026, registered Jul 29, 2026 (34 days) · Wirehouse to affiliated broker-dealer or bank
LPL Financial LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 24, 2023, registered Sep 19, 2024 (300 days) · Affiliated broker-dealer or bank to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to LPL Financial LLC
left Jan 2, 2022, registered Jan 21, 2022 (19 days) · Wirehouse to affiliated broker-dealer or bank

Signals

Daniel Anthony Pennant left Merrill Lynch, Pierce, Fenner & Smith Incorporated for First Command Advisory Services (registered 2026-07-29)
Jun 25, 2026 · Advisor changed firm · fact
Daniel Anthony Pennant left Lpl Financial Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-09-19)
Nov 24, 2023 · Advisor changed firm · fact
Daniel Anthony Pennant left Merrill Lynch, Pierce, Fenner & Smith Incorporated for Lpl Financial Llc (registered 2022-01-21)
Jan 2, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address