DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)23 years in industry

CRAIG STEPHEN TOWNSEND

Advisor at RED HILLS CAPITAL, LLC

TALLAHASSEE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:407048b8-3093-6027-e8b5-3737764b4489

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Oct 9, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RED HILLS CAPITAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 9, 2002earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Mar 25, 2011
First registration: Oct 9, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 4542172

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RED HILLS CAPITAL, LLC	State registered	Dec 20, 2017	n/a	yes	TALLAHASSEE, FL	Current employment
MORGAN KEEGAN & COMPANY, LLC	Former SEC adviser	May 31, 2007	Aug 25, 2008	no	TALLAHASSEE, FL\|PENSACOLA, FL\|TALLAHASSEE, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jul 3, 2003	May 18, 2005	no	PONTE VEDRA BEACH, FL	Previous registration
MORGAN STANLEY DW INC.	n/a	Oct 9, 2002	Jun 24, 2003	no	JACKSONVILLE, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN KEEGAN & COMPANY, LLC	RED HILLS CAPITAL, LLC	Aug 25, 2008	Dec 20, 2017	3,404	Firm change after gap	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	MORGAN KEEGAN & COMPANY, LLC	May 18, 2005	May 31, 2007	743	Firm change after gap	Other
MORGAN STANLEY DW INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 24, 2003	Jul 3, 2003	9	Firm change	Other

Relationships

Registered with (4)

→ RED HILLS CAPITAL, LLCRegistered adviserregistration: current employment
Dec 20, 2017 to presentfactForm ADV
→ MORGAN KEEGAN & COMPANY, LLCRegistered adviserregistration: previous registration
May 31, 2007 to Aug 25, 2008factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jul 3, 2003 to May 18, 2005factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Oct 9, 2002 to Jun 24, 2003factForm ADV

Dated events

No dated event names this entity yet.