RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• S•••••• T•••••••
- R•• H•••• C••••••• L•• state registered currentsince Dec 20, 2017 · Tallahassee, Fl
- M••••• K••••• • C••••••• L•• formerMay 31, 2007 to Aug 25, 2008 · Tallahassee, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJul 3, 2003 to May 18, 2005 · Ponte Vedra Beach, Fl
- M••••• S•••••• D• I••• unclassifiedOct 9, 2002 to Jun 24, 2003 · Jacksonville, Fl
- M••••• K••••• • C••••••• L•• to R•• H•••• C••••••• L••left Aug 25, 2008, registered Dec 20, 2017 (3404 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• K••••• • C••••••• L••left May 18, 2005, registered May 31, 2007 (743 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 24, 2003, registered Jul 3, 2003 (9 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address