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Advisor at ELLSWORTH ADVISORS, LLC
HUDSON, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ELLSWORTH ADVISORS, LLC | Independent wealth | Sep 25, 2018 | n/a | yes | HUDSON, OH | Current employment |
| STRATOS WEALTH PARTNERS, LTD | Bd affiliated wealth | Jan 5, 2017 | Sep 10, 2018 | no | HUDSON, OH|HUDSON, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Sep 25, 2015 | Dec 13, 2016 | no | WESTLAKE, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STRATOS WEALTH PARTNERS, LTD | ELLSWORTH ADVISORS, LLC | Sep 10, 2018 | Sep 25, 2018 | 15 | Firm change | RIA to new firm |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STRATOS WEALTH PARTNERS, LTD | Dec 13, 2016 | Jan 5, 2017 | 23 | Firm change | Other |