DFX Intelligence

L•••• M•••••••• A••••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

L•••• M•••••••• A••••••• R••••••

Advisor at O•••••••••

••• Locked

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Search this name across graphsid dfx:ria:40be3463-f40e-45ac-bdd8-7c3e5f4c6c2f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 6, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••••••••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Dec 6, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••••••••	Institutional manager	Jan 28, 2025	n/a	yes	Cypress, TX\|Houston, TX\|OVERLAND PARK, KS	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Nov 21, 2022	Aug 12, 2024	no	HOUSTON, TX\|HOUSTON, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••••••••	Aug 12, 2024	Jan 28, 2025	169	Firm change	Other
H••••••••• R••••••••• A•••••••• I•••	L•• F•••••••• L••	Jul 24, 2020	Nov 21, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:106766:TX:2024-08-08	Aug 12, 2024	Jan 28, 2025	HOUSTON, TX	Firm change

Relationships

Registered with (5)

→ O•••••••••Registered adviserregistration: current employment
Jan 28, 2025 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Nov 21, 2022 to Aug 12, 2024factForm ADV
→ H••••••••• R••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Oct 4, 2018 to Jul 24, 2020factForm ADV
→ W•••• F•••• A•••••••

Dated events

Occurred
Aug 12, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40be3463-f40e-45ac-bdd8-7c3e5f4c6c2f
First observed: Dec 6, 2005
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.