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Registered advisor
L•••• M•••••••• A••••••• R••••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as L•••• M•••••••• A•••••••
At current firm
1 y
since Jan 28, 2025
In the industry
20 y
since Dec 6, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- O••••••••• institutional currentsince Jan 28, 2025 · Cypress, Tx
- L•• F•••••••• L•• BD affiliatedNov 21, 2022 to Aug 12, 2024 · Houston, Tx
- H••••••••• R••••••••• A•••••••• I••• no RAUMOct 4, 2018 to Jul 24, 2020 · Houston, Tx
- W•••• F•••• A••••••• wirehouseSep 25, 2006 to Jun 5, 2008 · Addison, Tx
- W•••• F•••• I••••••••• L•• unclassifiedDec 6, 2005 to May 22, 2006 · Rosenberg, Tx
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to O•••••••••left Aug 12, 2024, registered Jan 28, 2025 (169 days) · Other · moved with a team
- H••••••••• R••••••••• A•••••••• I••• to L•• F•••••••• L••left Jul 24, 2020, registered Nov 21, 2022 (850 days) · Other
- W•••• F•••• A••••••• to H••••••••• R••••••••• A•••••••• I•••left Jun 5, 2008, registered Oct 4, 2018 (3773 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left May 22, 2006, registered Sep 25, 2006 (126 days) · Other
Signals
- L•••• M•••••••• A••••••• R•••••• left L•• F•••••••• L•• for Onedigital (registered 2025-01-28)Aug 12, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address