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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

ANTHONY MICHAEL LIPPIS

Advisor at HORNOR, TOWNSEND & KENT, LLC

NEW MARKET, MD | Conshohocken, PA

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Search this name across graphsid dfx:ria:40ccb3a6-e7b7-5b5a-53b3-4f544260baf8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:39 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HORNOR, TOWNSEND & KENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 3, 2007earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Oct 3, 2007
First registration: Oct 18, 2011
Dual registered: yes, broker-dealer
IAPD individual key: 5312734

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HORNOR, TOWNSEND & KENT, LLC	Independent wealth	Sep 22, 2023	n/a	yes	NEW MARKET, MD\|Conshohocken, PA	Current employment
TRANSAMERICA FINANCIAL ADVISORS, LLC	Bd affiliated wealth	Mar 26, 2018	Aug 12, 2019	no	CRANFORD, NJ\|CRANFORD, NJ\|ST PETERSBURG, FL	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Jun 19, 2017	Oct 25, 2017	no	Astoria, NY\|SAN DIEGO, CA\|ASTORIA, NY\|ASTORIA, NY\|ASTORIA, NY\|ASTORIA, NY\|ASTORIA, NY\|FOREST HILLS, NY\|COLLEGE POINT, NY\|RIDGEWOOD, NY\|FOREST HILLS, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	May 25, 2016	Jun 19, 2017	no	Lynbrook, NY\|Boca Raton, FL\|FRANKLIN SQUARE, NY\|Westlake Village, CA\|LYNBROOK, NY\|Bay Shore, NY	Previous registration
ESSEX NATIONAL SECURITIES, INC.	Former SEC adviser	Aug 1, 2014	May 23, 2016	no	NEW HYDE PARK, NY\|BAYSIDE, NY	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Oct 18, 2011	Sep 30, 2013	no	FOREST HILLS, NY\|GARDEN CITY, NY	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Oct 18, 2011	Sep 30, 2013	no	Forest Hills, NY\|GARDEN CITY, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRANSAMERICA FINANCIAL ADVISORS, LLC	HORNOR, TOWNSEND & KENT, LLC	Aug 12, 2019	Sep 22, 2023	1,502	Firm change after gap	Ibd to ibd
LPL FINANCIAL LLC	TRANSAMERICA FINANCIAL ADVISORS, LLC	Oct 25, 2017	Mar 26, 2018	152	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	LPL FINANCIAL LLC	Jun 19, 2017	Jun 19, 2017	0	Firm change	Other
ESSEX NATIONAL SECURITIES, INC.	CITIGROUP GLOBAL MARKETS INC.	May 23, 2016	May 25, 2016	2	Firm change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	ESSEX NATIONAL SECURITIES, INC.	Sep 30, 2013	Aug 1, 2014	305	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Sep 30, 2013	Oct 18, 2011	-713	Channel change	Other

Relationships

Registered with (7)

→ HORNOR, TOWNSEND & KENT, LLCRegistered adviserregistration: current employment
Sep 22, 2023 to presentfactForm ADV
→ TRANSAMERICA FINANCIAL ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 26, 2018 to Aug 12, 2019factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jun 19, 2017 to Oct 25, 2017factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
May 25, 2016 to Jun 19, 2017factForm ADV
→ ESSEX NATIONAL SECURITIES, INC.Registered adviserregistration: previous registration
Aug 1, 2014 to May 23, 2016factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Oct 18, 2011 to Sep 30, 2013factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Oct 18, 2011 to Sep 30, 2013factForm ADV

Dated events

No dated event names this entity yet.