DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Anthony Michael Lippis
Feed of 09/14/2026
At current firm
2 y
since Sep 22, 2023
In the industry
18 y
since Oct 3, 2007 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Hornor, Townsend & Kent, LLC independent RIA currentsince Sep 22, 2023 · New Market, Md
- Transamerica Financial Advisors, LLC BD affiliatedMar 26, 2018 to Aug 12, 2019 · Cranford, Nj
- LPL Financial LLC BD affiliatedJun 19, 2017 to Oct 25, 2017 · Astoria, Ny
- Citigroup Global Markets Inc. BD affiliatedMay 25, 2016 to Jun 19, 2017 · Lynbrook, Ny
- Essex National Securities, Inc. formerAug 1, 2014 to May 23, 2016 · New Hyde Park, Ny
- Td Ameritrade Investment Management, LLC formerOct 18, 2011 to Sep 30, 2013 · Forest Hills, Ny
- Td Ameritrade, Inc. formerOct 18, 2011 to Sep 30, 2013 · Forest Hills, Ny
Moves
a registration end followed by a registration begin elsewhere
- Transamerica Financial Advisors, LLC to Hornor, Townsend & Kent, LLCleft Aug 12, 2019, registered Sep 22, 2023 (1502 days) · Affiliated broker-dealer or bank to another
- LPL Financial LLC to Transamerica Financial Advisors, LLCleft Oct 25, 2017, registered Mar 26, 2018 (152 days) · Other
- Citigroup Global Markets Inc. to LPL Financial LLCleft Jun 19, 2017, registered Jun 19, 2017 (0 days) · Other
- Essex National Securities, Inc. to Citigroup Global Markets Inc.left May 23, 2016, registered May 25, 2016 (2 days) · Other
- Td Ameritrade Investment Management, LLC to Essex National Securities, Inc.left Sep 30, 2013, registered Aug 1, 2014 (305 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Sep 30, 2013, registered Oct 18, 2011 (-713 days) · channel change inside one enterprise, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address