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RIA / WealthAdvisordual registered (broker-dealer)21 years in industry

Jordan Michael Toepel

Advisor at EDWARD JONES

MILLERSVILLE, MD

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Search this name across graphsid dfx:ria:40d541f7-c08b-3d54-41ed-1c2fb1f769bf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 11:58 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EDWARD JONES
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 13, 2006
First registration: Nov 14, 2006
Dual registered: yes, broker-dealer
Other names: Jordan Toepel|JORDAN M. TOEPEL|JORDAN M TOEPEL|Jordan Michael Toepel
IAPD individual key: 5155776

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EDWARD JONES	National bd RIA	Jul 5, 2024	n/a	yes	MILLERSVILLE, MD	Current employment
CALAMOS ADVISORS LLC	Asset manager	Jul 21, 2021	Apr 24, 2023	no	Crownsville, MD\|NAPERVILLE, IL	Previous registration
NUVEEN ASSET MANAGEMENT, LLC	Mixed wealth	Sep 1, 2011	Aug 7, 2020	no	CHICAGO, IL	Previous registration
NUVEEN FUND ADVISORS, LLC	Asset manager	Feb 6, 2009	Sep 1, 2011	no	CHICAGO, IL	Previous registration
RITTENHOUSE ASSET MANAGEMENT, INC.	n/a	Nov 14, 2006	Jan 27, 2009	no	RADNOR, PA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CALAMOS ADVISORS LLC	EDWARD JONES	Apr 24, 2023	Jul 5, 2024	438	Firm change after gap	Other
NUVEEN ASSET MANAGEMENT, LLC	CALAMOS ADVISORS LLC	Aug 7, 2020	Jul 21, 2021	348	Firm change	Other
NUVEEN FUND ADVISORS, LLC	NUVEEN ASSET MANAGEMENT, LLC	Sep 1, 2011	Sep 1, 2011	0	Bulk transfer	Other
RITTENHOUSE ASSET MANAGEMENT, INC.	NUVEEN FUND ADVISORS, LLC	Jan 27, 2009	Feb 6, 2009	10	Firm change	Other

Relationships

Registered with (5)

→ EDWARD JONESRegistered adviserregistration: current employment
Jul 5, 2024 to presentfactForm ADV
→ CALAMOS ADVISORS LLCRegistered adviserregistration: previous registration
Jul 21, 2021 to Apr 24, 2023factForm ADV
→ NUVEEN ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 1, 2011 to Aug 7, 2020factForm ADV
→ NUVEEN FUND ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 6, 2009 to Sep 1, 2011factForm ADV
→ RITTENHOUSE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 14, 2006 to Jan 27, 2009factForm ADV

Dated events

Occurred
Apr 24, 2023
Advisor changed firm
Jordan Michael Toepel left Calamos Advisors Llc for Edward Jones (registered 2024-07-05)
Form ADVobserved 4 days ago