DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••••• M•••••• T•••••

E••••• J••••national BDMillersville, Mddual registrantIAPD 5155776

Feed of 09/14/2026

Also filed as J••••• T•••••

At current firm

2 y

since Jul 5, 2024

In the industry

21 y

since Apr 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since Jul 5, 2024 · Millersville, Md
C•••••• A••••••• L•• asset manager
Jul 21, 2021 to Apr 24, 2023 · Crownsville, Md
N••••• A•••• M••••••••• L•• mixed wealth
Sep 1, 2011 to Aug 7, 2020 · Chicago, Il
N••••• F••• A•••••••• L•• asset manager
Feb 6, 2009 to Sep 1, 2011 · Chicago, Il
R••••••••• A•••• M••••••••• I••• unclassified
Nov 14, 2006 to Jan 27, 2009 · Radnor, Pa

Moves

a registration end followed by a registration begin elsewhere

C•••••• A••••••• L•• to E••••• J••••
left Apr 24, 2023, registered Jul 5, 2024 (438 days) · Other
N••••• A•••• M••••••••• L•• to C•••••• A••••••• L••
left Aug 7, 2020, registered Jul 21, 2021 (348 days) · Other
N••••• F••• A•••••••• L•• to N••••• A•••• M••••••••• L••
left Sep 1, 2011, registered Sep 1, 2011 (0 days) · corporate re-registration, not a move
R••••••••• A•••• M••••••••• I••• to N••••• F••• A•••••••• L••
left Jan 27, 2009, registered Feb 6, 2009 (10 days) · Other

Signals

J••••• M•••••• T••••• left C•••••• A••••••• L•• for E••••• J•••• (registered 2024-07-05)
Apr 24, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address