DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Jonathan Lesley Chatfield
Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Jonathan Chatfield
At current firm
3 y
since Mar 27, 2023
In the industry
30 y
since Nov 14, 1995 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lm Advisors LLC independent RIA currentsince Mar 27, 2023 · San Diego, Ca
- Probabilities Fund Management, LLC formerMar 1, 2022 to Jan 19, 2023 · Carlsbad, Ca
- Anchor Bay Capital, Inc. independent RIAFeb 6, 2019 to Oct 15, 2021 · Carlsbad, Ca
- Probabilities Fund Management, LLC formerDec 4, 2013 to Feb 5, 2019 · San Diego, Ca
- Anchor Bay Capital, Inc. independent RIADec 14, 2010 to Nov 19, 2013 · Carlsbad, Ca
- Chatfield Investment Services unclassifiedAug 29, 2009 to Apr 12, 2010 · Evergreen, Co
- Ausdal Financial Partners, Inc. independent RIAAug 18, 2009 to Dec 1, 2009 · Olathe, Ks
- Flc Capital Advisors independent RIAOct 15, 2007 to Mar 11, 2009 · Palm Desert, Ca
- Anchor Bay Capital, Inc. independent RIAMar 27, 2007 to Oct 16, 2007 · Carlsbad, Ca
- Chatfield Investment Services unclassifiedJun 8, 2006 to Mar 29, 2007 · Evergreen, Co
- Flc Capital Advisors independent RIAFeb 7, 2006 to Apr 24, 2006 · Palm Desert, Ca
Moves
a registration end followed by a registration begin elsewhere
- Probabilities Fund Management, LLC to Lm Advisors LLCleft Jan 19, 2023, registered Mar 27, 2023 (67 days) · Other
- Anchor Bay Capital, Inc. to Probabilities Fund Management, LLCleft Oct 15, 2021, registered Mar 1, 2022 (137 days) · Other
- Probabilities Fund Management, LLC to Anchor Bay Capital, Inc.left Feb 5, 2019, registered Feb 6, 2019 (1 days) · RIA to RIA
- Anchor Bay Capital, Inc. to Probabilities Fund Management, LLCleft Nov 19, 2013, registered Dec 4, 2013 (15 days) · Other
- Chatfield Investment Services to Anchor Bay Capital, Inc.left Apr 12, 2010, registered Dec 14, 2010 (246 days) · Other
- Ausdal Financial Partners, Inc. to Chatfield Investment Servicesleft Dec 1, 2009, registered Aug 29, 2009 (-94 days) · Other
- Flc Capital Advisors to Ausdal Financial Partners, Inc.left Mar 11, 2009, registered Aug 18, 2009 (160 days) · Other
- Anchor Bay Capital, Inc. to Flc Capital Advisorsleft Oct 16, 2007, registered Oct 15, 2007 (-1 days) · Other
- Chatfield Investment Services to Anchor Bay Capital, Inc.left Mar 29, 2007, registered Mar 27, 2007 (-2 days) · Other
- Flc Capital Advisors to Chatfield Investment Servicesleft Apr 24, 2006, registered Jun 8, 2006 (45 days) · Other
Signals
- Jonathan Lesley Chatfield left Probabilities Fund Management, Llc for Lm Advisors Llc (registered 2023-03-27)Jan 19, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address