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j•••• m•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner26 years in industry

j•••• m•••••••

Advisor at M••••••

New York, NY

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Search this name across graphsid dfx:ria:40fe1670-c38c-4c96-8b4a-7b80a9c73518

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 8, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••••	Bd affiliated wealth	Jul 14, 2022	n/a	yes	New York, NY	Current employment
B•••••••• W••••• P•••••••• L••	Former SEC adviser	Oct 19, 2021	Jul 29, 2022	no	NEW YORK, NY

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B•••••••• W••••• P•••••••• L••	M••••••	Jul 29, 2022	Jul 14, 2022	-15	Firm change	RIA to ibd
A•••• C•••••• C••••	B•••••••• W••••• P•••••••• L••	Oct 30, 2020

Relationships

Registered with (6)

→ M••••••Registered adviserregistration: current employment
Jul 14, 2022 to presentfactForm ADV
→ B•••••••• W••••• P•••••••• L••Registered adviserregistration: previous registration
Oct 19, 2021 to Jul 29, 2022factForm ADV
→ A•••• C•••••• C••••Registered adviserregistration: previous registration
Dec 11, 2019 to Oct 30, 2020factForm ADV
→ F••••••• P••••••• A•• W•••••••• A•••••••

Dated events

Occurred
Jul 29, 2022
Advisor changed firm
J•••• M••••••• left B•••••••• W••••• P•••••••• L•• for Mariner (registered 2022-07-14)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40fe1670-c38c-4c96-8b4a-7b80a9c73518
First observed: Nov 8, 2006
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.