DFX Intelligence
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Reading the graph
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Advisor at M•• I•••••••• S•••••••• L••
Columbia, IL | Chesterfield, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Mar 25, 2017 | n/a | yes | Columbia, IL|Chesterfield, MO | Current employment |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | Oct 8, 2015 | Mar 25, 2017 | no | ST. LOUIS, MO |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | M•• I•••••••• S•••••••• L•• | Mar 25, 2017 | Mar 25, 2017 | 0 | Bulk transfer | Other |
| N• A••••••• | M•• F•••••••• S•••••••• I••• | Oct 2, 2015 | Oct 8, 2015 |
| N• A••••••• | Independent wealth | Sep 5, 2014 | Oct 2, 2015 | no | SAINT LOUIS, MO|NEWARK, DE | Previous registration |
| M• H••••••• S••••••••• I••• | Bd affiliated wealth | Aug 7, 2014 | Aug 21, 2014 | no | ST. LOUIS, MO | Previous registration |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Aug 7, 2012 | Jul 15, 2014 | no | Chesterfield, MO | Previous registration |
| 6 |
| Firm change |
| Other |
| M• H••••••• S••••••••• I••• | N• A••••••• | Aug 21, 2014 | Sep 5, 2014 | 15 | Firm change | Other |
| M•• I•••••••• S•••••••• L•• | M• H••••••• S••••••••• I••• | Jul 15, 2014 | Aug 7, 2014 | 23 | Firm change | Other |