DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brian Robert Schmuke
Chartered Financial Consultant
Feed of 09/15/2026
At current firm
9 y
since Mar 25, 2017
In the industry
17 y
since Feb 9, 2009 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- MML Investors Services, LLC BD affiliated currentsince Mar 25, 2017 · Columbia, Il
- Msi Financial Services, Inc. formerOct 8, 2015 to Mar 25, 2017 · St. Louis, Mo
- N1 Advisors independent RIASep 5, 2014 to Oct 2, 2015 · Saint Louis, Mo
- M Holdings Securities, Inc. BD affiliatedAug 7, 2014 to Aug 21, 2014 · St. Louis, Mo
- MML Investors Services, LLC BD affiliatedAug 7, 2012 to Jul 15, 2014 · Chesterfield, Mo
Moves
a registration end followed by a registration begin elsewhere
- Msi Financial Services, Inc. to MML Investors Services, LLCleft Mar 25, 2017, registered Mar 25, 2017 (0 days) · corporate re-registration, not a move
- N1 Advisors to Msi Financial Services, Inc.left Oct 2, 2015, registered Oct 8, 2015 (6 days) · Other
- M Holdings Securities, Inc. to N1 Advisorsleft Aug 21, 2014, registered Sep 5, 2014 (15 days) · Other
- MML Investors Services, LLC to M Holdings Securities, Inc.left Jul 15, 2014, registered Aug 7, 2014 (23 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address