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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 100m 1b

HORAN WEALTH MANAGEMENT

HORAN SECURITIES, INC., CRD 40794

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4134b23f-306f-80a8-a204-aadc8867291f

Data as of Mar 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 32
Dated events: 19
On other graphs: 1
Observed: Jan 14, 2016 to Mar 29, 2025
54 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Allocatorsidentity

Horan Wealth Management

Investment consultant · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $698MItem 5.F on the latest filing (2025-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $697M
Private client RAUM: $679MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 27
Advisory employees: 10
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,245
Individual clients: 1,200
High net worth clients: 275
Custody, client assets: $40.2M
SEC number: 801-107181
CIK: 1671623
CRD: 40794
Filings on the tape: 54
First filed: Jan 14, 2016
Latest filed: Mar 29, 2025
Organised: Corporation, OH
Website: horanwealth.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOERNSCHEMEYER, GREGORY LEO	VICE PRESIDENT/REG REP	Na	yes	12/2018	Mar 29, 2019	Sep 30, 2024
HORAN, TERENCE LEE	President	E	yes	07/1997	Jan 14, 2016	Sep 30, 2024
NAPIER, MICHAEL DUNLAP	VICE PRESIDENT/ REG REP	A	yes	10/2017	Feb 21, 2018	Sep 30, 2024
GROSSER, CONNIE SUE	CHIEF COMPLIANCE OFFICER	Na	no	10/2023	Oct 31, 2023	Sep 30, 2024
REYNOLDS, MICHAEL JASON	CHIEF FINANCIAL OFFICER	Na	no	02/2024	Mar 29, 2024	Sep 30, 2024
SOLOMON, GEOFFREY EDWARD	VICE PRESIDENT	Na	no	02/2020	Feb 25, 2020	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
HORAN CAPITAL ADVISORS, LLC	n/a	Former SEC adviser	$596M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
FORT MITCHELL	Ky	United States	4	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 10

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 29, 2025	$698M	$697M	27	10	1	n/a	n/a
2023	Mar 29, 2024	$545M	$540M	25	9	1	n/a	n/a
2022	Mar 24, 2023	$511M	$505M	26	7	1	n/a	n/a
2021	Mar 24, 2022	$513M	$513M	24	7	1	n/a	n/a
2020	Mar 30, 2021	$350M	$350M	24	7	1	n/a	n/a
2019	Mar 30, 2020	$275M	$275M	16	7	1	n/a	n/a
2018	Mar 29, 2019	$195M	$195M	16	7	2	n/a	n/a
2017	Feb 5, 2018	$191M	$191M	16	6	2	n/a	n/a
2016	Feb 1, 2017	$156M	$156M	13	8	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$698M	$545M	28.1%	$513M	10.8%	27	25	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
HORAN WEALTH, LLC	2	Jul 7, 2025	Jul 7, 2025	FORT MITCHELL, KY	Channel change	RIA to new firm	18.2%
HORAN WEALTH, LLC	7	Jul 7, 2025	Jul 11, 2025	CINCINNATI, OH	Firm absorbed	RIA to new firm	63.6%
AVANTAX ADVISORY SERVICES	2	Jul 19, 2023	Aug 3, 2023	CINCINNATI, OH	Team lift out	RIA to ibd	14.3%

Relationships

Affiliated with (2)

← HORAN CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, broker-dealer
factForm ADV
→ HORAN CAPITAL ADVISORS, LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (22)

← WILLIAM BENJAMIN HARDIGGAdvisorregistration: previous registration
Aug 27, 2020 to Aug 7, 2025factForm ADV
← DAVID MAURICE LOHREAdvisorregistration: previous registration
Jun 25, 2009 to Jul 7, 2025factForm ADV
← KATHLEEN CHRISTINE LAVERDEAdvisorregistration: previous registration
Jan 8, 2025 to Jul 7, 2025factForm ADV
← CHRISTINE ANN STINEAdvisorregistration: previous registration
Oct 15, 2019 to Jul 7, 2025factForm ADV
← MICHAEL DUNLAP NAPIERAdvisorregistration: previous registration
Jan 10, 2013 to Jul 7, 2025factForm ADV
← KEITH EDMOND PRINCEAdvisorregistration: previous registration
Feb 8, 2022 to Jul 7, 2025factForm ADV
← THOMAS EDWARD REITZESAdvisorregistration: previous registration
Sep 11, 2023 to Jul 7, 2025factForm ADV
← Michael Louis HermesAdvisorregistration: previous registration
Jan 15, 2018 to Jul 7, 2025factForm ADV
← TERENCE LEE HORANAdvisorregistration: previous registration
Oct 12, 2004 to Jul 7, 2025factForm ADV
← Muhammad Fateh Akbar TiwanaAdvisorregistration: previous registration
Aug 30, 2024 to Jul 7, 2025factForm ADV
← Richard Owings BascomAdvisorregistration: previous registration
Nov 11, 2024 to Jul 7, 2025factForm ADV
← PAUL ANTHONY CARLAdvisorregistration: previous registration
Aug 29, 2014 to Jun 9, 2025factForm ADV
← CONNIE SUE GROSSERAdvisorregistration: previous registration
Jun 30, 2023 to Mar 28, 2025factForm ADV
← LINDSEY RENEE KEITHAdvisorregistration: previous registration
Oct 10, 2019 to Jan 3, 2024factForm ADV
← Rex Noble PointsAdvisorregistration: previous registration
Nov 30, 2020 to Aug 25, 2023factForm ADV
← TIMOTHY GLENN POWELLAdvisorregistration: previous registration
Jan 31, 2007 to Aug 21, 2023factForm ADV
← Matthew Walter TarkaAdvisorregistration: previous registration
Mar 22, 2022 to Aug 2, 2023factForm ADV
← Nicholas GromanAdvisorregistration: previous registration
Jun 15, 2020 to Jul 19, 2023factForm ADV
← Jodee Felice DeutschAdvisorregistration: previous registration
Oct 15, 2019 to Sep 2, 2021factForm ADV
← Karl DieboldAdvisorregistration: previous registration
Nov 7, 2007 to Aug 28, 2017factForm ADV
← CHRISTOPHER GEORGE COOKAdvisorregistration: previous registration
Feb 1, 2010 to Jan 9, 2017factForm ADV
← JOSEPH DANIEL FONDACAROAdvisorregistration: previous registration
Jul 11, 2005 to Jan 9, 2009factForm ADV

Moved with (2)

→ HORAN WEALTH, LLCRegistered adviser9 advisors, firm absorbed, same day
Jul 7, 2025 to Jul 11, 2025factForm ADV
→ AVANTAX ADVISORY SERVICESRegistered adviser2 advisors, team lift out
Jul 19, 2023 to Aug 3, 2023factForm ADV

Owns (3)

← GROSSER, CONNIE SUEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Oct 31, 2023 to Sep 30, 2024factForm ADV
← SOLOMON, GEOFFREY EDWARDOwnerVICE PRESIDENT, ownership code NA, individual
Feb 25, 2020 to Sep 30, 2024factForm ADV
← REYNOLDS, MICHAEL JASONOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2024 to Sep 30, 2024factForm ADV

Controls (3)

← HOERNSCHEMEYER, GREGORY LEOOwnerVICE PRESIDENT/REG REP, ownership code NA, individual
Mar 29, 2019 to Sep 30, 2024factForm ADV
← NAPIER, MICHAEL DUNLAPOwnerVICE PRESIDENT/ REG REP, ownership code A, individual
Feb 21, 2018 to Sep 30, 2024factForm ADV
← HORAN, TERENCE LEEOwnerPRESIDENT, ownership code E, individual
Jan 14, 2016 to Sep 30, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jul 7, 2025
Firm absorbed
Horan Wealth Management's advisors moved to Horan Wealth, LLC (Cincinnati, OH): 9 of 11 registered, on the same day
Form ADVobserved 6 days ago
9 advisors
Occurred
Jul 7, 2025
Advisor changed firm
Terence Lee Horan left Horan Wealth Management for Horan Capital Advisors, Llc (registered 2010-04-06)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2025
Regulatory AUM changed
Horan Wealth Management reported RAUM $698.2M, up 28% from $545.2M (2025-02-10 to 2025-03-29)
Form ADVobserved 6 days ago
$153M
Occurred
Mar 29, 2024
Control person left
James Robert Hendricks (Cfo) no longer on Schedule A of Horan Wealth Management (listed 2023-11-07, absent 2024-03-29)
Form ADVobserved 6 days ago
Occurred
Jan 3, 2024
Advisor changed firm
Lindsey Renee Keith left Horan Wealth Management for Foster & Motley Inc (registered 2024-10-23)
Form ADVobserved 6 days ago
Occurred
Sep 8, 2023
Control person left
Timothy Glenn Powell (Vice President/ Reg Rep) no longer on Schedule A of Horan Wealth Management (listed 2023-04-28, absent 2023-09-08)
Form ADVobserved 6 days ago
Occurred
Sep 8, 2023
Control person left
John Ryan Horan (Dept Director, Retirement Plan Consulting) no longer on Schedule A of Horan Wealth Management (listed 2023-04-28, absent 2023-09-08)
Form ADVobserved 6 days ago
Occurred
Sep 8, 2023
Control person left
Nicolas Eric Lance (Chief Operating Officer) no longer on Schedule A of Horan Wealth Management (listed 2023-04-28, absent 2023-09-08)
Form ADVobserved 6 days ago
Occurred
Aug 25, 2023
Advisor changed firm
Rex Noble Points left Horan Wealth Management for Morgan Stanley (registered 2023-09-01)
Form ADVobserved 6 days ago
Occurred
Aug 21, 2023
Advisor changed firm
Timothy Glenn Powell left Horan Wealth Management for Avantax Advisory Services (registered 2023-08-23)
Form ADVobserved 6 days ago
Occurred
Aug 2, 2023
Advisor changed firm
Matthew Walter Tarka left Horan Wealth Management for Avantax Advisory Services (registered 2023-08-03)
Form ADVobserved 6 days ago
Occurred
Jul 19, 2023
Team lift-out
2 advisors left Horan Wealth Management (Cincinnati, OH) for Avantax Advisory Services within 14 days
Form ADVobserved 6 days ago
2 advisors
Occurred
Jul 19, 2023
Advisor changed firm
Nicholas Groman left Horan Wealth Management for Avantax Advisory Services (registered 2023-07-24)
Form ADVobserved 6 days ago
Occurred
Mar 24, 2023
Control person joined
Nicolas Eric Lance (Chief Operating Officer) appeared on Schedule A of Horan Wealth Management
Form ADVobserved 6 days ago
Occurred
Mar 24, 2022
Regulatory AUM changed
Horan Wealth Management reported RAUM $513.1M, up 47% from $349.7M (2022-01-05 to 2022-03-24)
Form ADVobserved 6 days ago
$163M
Occurred
Mar 30, 2021
Control person joined
John Ryan Horan (Dept Director, Retirement Plan Consulting) appeared on Schedule A of Horan Wealth Management
Form ADVobserved 6 days ago
Occurred
Nov 25, 2019
Control person left
Amanda Elizabeth Ferrell (Cco) no longer on Schedule A of Horan Wealth Management (listed 2019-03-29, absent 2019-11-25)
Form ADVobserved 6 days ago
Occurred
Jan 14, 2016
First Form ADV filing
Horan Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Horan Wealth Management no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $698.2M)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4134b23f-306f-80a8-a204-aadc8867291f
First observed: Jan 14, 2016
Last observed: Mar 29, 2025 18 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HORAN WEALTH MANAGEMENT

HORAN SECURITIES, INC., CRD 40794

CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:4134b23f-306f-80a8-a204-aadc8867291f

Data as of Mar 29, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:12 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOERNSCHEMEYER, GREGORY LEO

VICE PRESIDENT/REG REP

yes

12/2018

Mar 29, 2019

Sep 30, 2024

HORAN, TERENCE LEE

President

yes

07/1997

Jan 14, 2016

Sep 30, 2024

NAPIER, MICHAEL DUNLAP

VICE PRESIDENT/ REG REP

yes

10/2017

Feb 21, 2018

Sep 30, 2024

GROSSER, CONNIE SUE

CHIEF COMPLIANCE OFFICER

10/2023

Oct 31, 2023

Sep 30, 2024

REYNOLDS, MICHAEL JASON

CHIEF FINANCIAL OFFICER

02/2024

Mar 29, 2024

Sep 30, 2024

SOLOMON, GEOFFREY EDWARD

VICE PRESIDENT

02/2020

Feb 25, 2020

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

HORAN CAPITAL ADVISORS, LLC

n/a

Former SEC adviser

$596M

yes

n/a

City

State

Country

Employees

Also broker-dealer

FORT MITCHELL

United States

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 29, 2025

$698M

$697M

n/a

2023

Mar 29, 2024

$545M

$540M

n/a

2022

Mar 24, 2023

$511M

$505M

n/a

2021

Mar 24, 2022

$513M

n/a

2020

Mar 30, 2021

$350M

n/a

2019

Mar 30, 2020

$275M

n/a

2018

Mar 29, 2019

$195M

n/a

2017

Feb 5, 2018

$191M

n/a

2016

Feb 1, 2017

$156M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$698M

$545M

28.1%

$513M

10.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

HORAN WEALTH, LLC

Jul 7, 2025

FORT MITCHELL, KY

Channel change

RIA to new firm

18.2%

HORAN WEALTH, LLC

Jul 7, 2025

Jul 11, 2025

CINCINNATI, OH

Firm absorbed

RIA to new firm

63.6%

AVANTAX ADVISORY SERVICES

Jul 19, 2023

Aug 3, 2023

CINCINNATI, OH

Team lift out

RIA to ibd

14.3%