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Advisor at LPL FINANCIAL LLC
SAN DIEGO, CA | CINCINNATI, OH | Cincinnati, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 4, 2025 | n/a | yes | CINCINNATI, OH|Cincinnati, OH|SAN DIEGO, CA | Current employment |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Aug 3, 2023 | Jun 9, 2025 | no | Cincinnati, OH | Previous registration |
| HORAN WEALTH MANAGEMENT | Former SEC adviser | Mar 22, 2022 | Aug 2, 2023 | no | CINCINNATI, OH | Previous registration |
| 9258 WEALTH MANAGEMENT, LLC | Former SEC adviser | Nov 11, 2020 | Mar 17, 2022 | no | BLUE ASH, OH | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 12, 2020 | Oct 29, 2020 | no | CINCINNATI, OH|NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVANTAX ADVISORY SERVICES | LPL FINANCIAL LLC | Jun 9, 2025 | Jun 4, 2025 | -5 | Firm change | Ibd to ibd |
| HORAN WEALTH MANAGEMENT | AVANTAX ADVISORY SERVICES | Aug 2, 2023 | Aug 3, 2023 | 1 | Firm change | RIA to ibd |
| 9258 WEALTH MANAGEMENT, LLC | HORAN WEALTH MANAGEMENT | Mar 17, 2022 | Mar 22, 2022 | 5 | Firm change | RIA to RIA |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | 9258 WEALTH MANAGEMENT, LLC | Oct 29, 2020 | Nov 11, 2020 | 13 | Firm change | Wirehouse to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 104556:6413:OH:2025-06-09 | Jun 9, 2025 | Jun 4, 2025 | CINCINNATI, OH | Firm change |
| 40794:104556:OH:2023-07-19 | Aug 2, 2023 | Aug 3, 2023 | CINCINNATI, OH | Firm change |