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E•••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

E•••• A••• J••••••

Advisor at L••••• C•••••• M••••••••• I•••

BURBANK, CA | Hilton Head, SC

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Search this name across graphsid dfx:ria:413c6b7c-131f-92f7-423c-9f4723c8410a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Jun 7, 2005 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L••••• C•••••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 22, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L••••• C•••••• M••••••••• I•••	Independent wealth	May 9, 2024	n/a	yes	Hilton Head, SC\|BURBANK, CA	Current employment
R••••••• W••••• M•••••••••	Independent wealth	May 1, 2020	May 8, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••• W••••• M•••••••••	L••••• C•••••• M••••••••• I•••	May 8, 2024	May 9, 2024	1	Firm change	RIA to RIA
P•••••• C•••••• A•••••••• L••	R••••••• W••••• M•••••••••	Sep 10, 2020

Relationships

Registered with (7)

→ L••••• C•••••• M••••••••• I•••Registered adviserregistration: current employment
May 9, 2024 to presentfactForm ADV
→ R••••••• W••••• M•••••••••Registered adviserregistration: previous registration
May 1, 2020 to May 8, 2024factForm ADV
→ P•••••• C•••••• A•••••••• L••Registered adviserregistration: previous registration
Feb 22, 2011 to Sep 10, 2020factForm ADV
→ S•••• W••••• M••••••••• L••

Dated events

Occurred
May 8, 2024
Advisor changed firm
E•••• A••• J•••••• left R••••••• W••••• M••••••••• for L••••• C•••••• M••••••••• I••• (registered 2024-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:413c6b7c-131f-92f7-423c-9f4723c8410a
First observed: Jun 7, 2005
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.