DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Emily Anna Johnson
Certified Financial Planner
Feed of 09/15/2026
At current firm
2 y
since May 9, 2024
In the industry
22 y
since Dec 22, 2003 (earliest exam, job or registration)
Prior registered firms
6
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Lazari Capital Management, Inc. independent RIA currentsince May 9, 2024 · Hilton Head, Sc
- Ritholtz Wealth Management independent RIAMay 1, 2020 to May 8, 2024 · Hilton Head, Sc
- Polaris Capital Advisors, LLC unclassifiedFeb 22, 2011 to Sep 10, 2020 · Hilton Head, Sc
- Spire Wealth Management, LLC BD affiliatedNov 18, 2009 to Mar 24, 2011 · Mclean, Va
- Stifel, Nicolaus & Company, Incorporated national BDSep 25, 2009 to Nov 13, 2009 · Hilton Head Island, Sc
- UBS Financial Services Inc. wirehouseJun 8, 2007 to Sep 25, 2009 · Weehawken, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 7, 2005 to Jun 13, 2007 · Hilton Head Island, Sc
Moves
a registration end followed by a registration begin elsewhere
- Ritholtz Wealth Management to Lazari Capital Management, Inc.left May 8, 2024, registered May 9, 2024 (1 days) · RIA to RIA
- Polaris Capital Advisors, LLC to Ritholtz Wealth Managementleft Sep 10, 2020, registered May 1, 2020 (-132 days) · Other
- Spire Wealth Management, LLC to Polaris Capital Advisors, LLCleft Mar 24, 2011, registered Feb 22, 2011 (-30 days) · Other
- Stifel, Nicolaus & Company, Incorporated to Spire Wealth Management, LLCleft Nov 13, 2009, registered Nov 18, 2009 (5 days) · Other
- UBS Financial Services Inc. to Stifel, Nicolaus & Company, Incorporatedleft Sep 25, 2009, registered Sep 25, 2009 (0 days) · corporate re-registration, not a move
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to UBS Financial Services Inc.left Jun 13, 2007, registered Jun 8, 2007 (-5 days) · Wirehouse to wirehouse
Signals
- Emily Anna Johnson left Ritholtz Wealth Management for Lazari Capital Management, Inc. (registered 2024-05-09)May 8, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address