DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MUTUAL ADVISORS, LLC
San Antonio, TX | OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Sep 2, 2021 | n/a | yes | San Antonio, TX|OMAHA, NE | Current employment |
| Kapela | State registered | Sep 2, 2020 | Nov 12, 2021 | no | SAN ANTONIO, TX | Previous registration |
| CETERA ADVISOR NETWORKS LLC | Former SEC adviser | May 24, 2010 | Sep 4, 2020 | no | LEANDER, TX | Previous registration |
| OSAIC FS, INC. | Former SEC adviser | Aug 30, 1999 | Feb 23, 2010 | no | SAN ANTONIO, TX|SAN ANTONIO, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Kapela | MUTUAL ADVISORS, LLC | Nov 12, 2021 | Sep 2, 2021 | -71 | Firm change after gap | Other |
| CETERA ADVISOR NETWORKS LLC | Kapela | Sep 4, 2020 | Sep 2, 2020 | -2 | Firm change | Ibd to state RIA |
| OSAIC FS, INC. | CETERA ADVISOR NETWORKS LLC | Feb 23, 2010 | May 24, 2010 | 90 | Firm change | Other |