DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Pedro Hero
Certified Financial Planner
Feed of 09/14/2026
Also filed as Pedro Hero
At current firm
5 y
since Sep 2, 2021
In the industry
28 y
since Oct 22, 1997 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mutual Advisors, LLC BD affiliated currentsince Sep 2, 2021 · San Antonio, Tx
- Kapela state registeredSep 2, 2020 to Nov 12, 2021 · San Antonio, Tx
- Cetera Advisor Networks LLC formerMay 24, 2010 to Sep 4, 2020 · Leander, Tx
- Osaic Fs, Inc. formerAug 30, 1999 to Feb 23, 2010 · San Antonio, Tx
Moves
a registration end followed by a registration begin elsewhere
- Kapela to Mutual Advisors, LLCleft Nov 12, 2021, registered Sep 2, 2021 (-71 days) · Other
- Cetera Advisor Networks LLC to Kapelaleft Sep 4, 2020, registered Sep 2, 2020 (-2 days) · Affiliated broker-dealer or bank to a state-registered adviser
- Osaic Fs, Inc. to Cetera Advisor Networks LLCleft Feb 23, 2010, registered May 24, 2010 (90 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address