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RIA / WealthAdvisor16 years in industry

Joshua JOHN Maly

Advisor at MDRN CAPITAL

LAKEWOOD RANCH, FL | ANNAPOLIS, MD

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Search this name across graphsid dfx:ria:4151bcf9-73b9-1a32-2db2-80a98229ff79

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jun 18, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MDRN CAPITAL
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 18, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 9
Current registrations: 1
Registered states: 3
Exams: S66
First exam: Apr 13, 2018
First registration: Jun 18, 2010
Dual registered: no
Other names: JOSHUA JOHN MALY|Joshua Maly|JOSHUA J MALY
IAPD individual key: 4310382

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MDRN CAPITAL	Independent wealth	Mar 11, 2024	n/a	yes	LAKEWOOD RANCH, FL\|ANNAPOLIS, MD	Current employment
SAVANT WEALTH MANAGEMENT	Independent wealth	Aug 25, 2023	Jan 19, 2024	no	ROCKFORD, IL	Previous registration
GOLDEN RESERVE RETIREMENT, LLC	Independent wealth	Feb 4, 2021	Jul 28, 2023	no	DUBLIN, OH	Previous registration
THRIVENT INVESTMENT MANAGEMENT INC.	Bd affiliated wealth	May 12, 2020	Jan 22, 2021	no	Detroit, MI\|Carmel, IN	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 20, 2019	Apr 20, 2020	no	HOWELL, MI\|OXFORD, MI\|PARAMUS, NJ\|BLOOMFIELD HILLS, MI	Previous registration
FIFTH THIRD SECURITIES, INC.	Bd affiliated wealth	Dec 19, 2018	Sep 27, 2019	no	ALGONAC, MI\|FAIR HAVEN, MI\|WEST BLOOMFIELD, MI\|MARINE CITY, MI\|PONTIAC, MI\|TROY, MI\|WATERFORD, MI	Previous registration
EDWARD JONES	National bd RIA	Apr 18, 2018	Dec 12, 2018	no	ROCHESTER HILLS, MI\|ORTONVILLE, MI\|ROCHESTER HILLS, MI	Previous registration
EDELMAN FINANCIAL ENGINES	Independent wealth	Nov 30, 2016	Feb 27, 2018	no	NORTHVILLE, MI	Previous registration
FINANCIAL ENGINES ADVISOR CENTER, LLC	Former SEC adviser	Jul 7, 2015	Nov 30, 2016	no	NORTHVILLE, MI\|OVERLAND PARK, KS	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Jun 18, 2010	Sep 8, 2015	no	NORTHVILLE, MI\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SAVANT WEALTH MANAGEMENT	MDRN CAPITAL	Jan 19, 2024	Mar 11, 2024	52	Firm change	RIA to RIA
GOLDEN RESERVE RETIREMENT, LLC	SAVANT WEALTH MANAGEMENT	Jul 28, 2023	Aug 25, 2023	28	Firm change	RIA to RIA
THRIVENT INVESTMENT MANAGEMENT INC.	GOLDEN RESERVE RETIREMENT, LLC	Jan 22, 2021	Feb 4, 2021	13	Firm change	Ibd to RIA
LPL FINANCIAL LLC	THRIVENT INVESTMENT MANAGEMENT INC.	Apr 20, 2020	May 12, 2020	22	Firm change	Ibd to ibd
FIFTH THIRD SECURITIES, INC.	LPL FINANCIAL LLC	Sep 27, 2019	Sep 20, 2019	-7	Firm change	Ibd to ibd
EDWARD JONES	FIFTH THIRD SECURITIES, INC.	Dec 12, 2018	Dec 19, 2018	7	Firm change	Ibd to ibd
EDELMAN FINANCIAL ENGINES	EDWARD JONES	Feb 27, 2018	Apr 18, 2018	50	Firm change	Other
FINANCIAL ENGINES ADVISOR CENTER, LLC	EDELMAN FINANCIAL ENGINES	Nov 30, 2016	Nov 30, 2016	0	Bulk transfer	Other
THE MUTUAL FUND STORE	FINANCIAL ENGINES ADVISOR CENTER, LLC	Sep 8, 2015	Jul 7, 2015	-63	Channel change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141810:109238:KS:2015-09-02	Sep 8, 2015	Jul 7, 2015	OVERLAND PARK, KS	Firm change after gap

Relationships

Registered with (10)

→ MDRN CAPITALRegistered adviserregistration: current employment
Mar 11, 2024 to presentfactForm ADV
→ SAVANT WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Aug 25, 2023 to Jan 19, 2024factForm ADV
→ GOLDEN RESERVE RETIREMENT, LLCRegistered adviserregistration: previous registration
Feb 4, 2021 to Jul 28, 2023factForm ADV
→ THRIVENT INVESTMENT MANAGEMENT INC.Registered adviserregistration: previous registration
May 12, 2020 to Jan 22, 2021factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Sep 20, 2019 to Apr 20, 2020factForm ADV
→ FIFTH THIRD SECURITIES, INC.Registered adviserregistration: previous registration
Dec 19, 2018 to Sep 27, 2019factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Apr 18, 2018 to Dec 12, 2018factForm ADV
→ EDELMAN FINANCIAL ENGINESRegistered adviserregistration: previous registration
Nov 30, 2016 to Feb 27, 2018factForm ADV
→ FINANCIAL ENGINES ADVISOR CENTER, LLCRegistered adviserregistration: previous registration
Jul 7, 2015 to Nov 30, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Jun 18, 2010 to Sep 8, 2015factForm ADV

Dated events

Occurred
Jan 19, 2024
Advisor changed firm
Joshua John Maly left Savant Wealth Management for Mdrn Capital (registered 2024-03-11)
Form ADVobserved 4 days ago
Occurred
Jul 28, 2023
Advisor changed firm
Joshua John Maly left Golden Reserve Retirement, Llc for Savant Wealth Management (registered 2023-08-25)
Form ADVobserved 4 days ago