DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/15/2026
Also filed as Joshua John Maly
At current firm
2 y
since Mar 11, 2024
In the industry
16 y
since Jun 18, 2010 (earliest exam, job or registration)
Prior registered firms
9
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Mdrn Capital independent RIA currentsince Mar 11, 2024 · Lakewood Ranch, Fl
- Savant Wealth Management independent RIAAug 25, 2023 to Jan 19, 2024 · Rockford, Il
- Golden Reserve Retirement, LLC independent RIAFeb 4, 2021 to Jul 28, 2023 · Dublin, Oh
- Thrivent Investment Management Inc. BD affiliatedMay 12, 2020 to Jan 22, 2021 · Detroit, Mi
- LPL Financial LLC BD affiliatedSep 20, 2019 to Apr 20, 2020 · Howell, Mi
- Fifth Third Securities, Inc. BD affiliatedDec 19, 2018 to Sep 27, 2019 · Algonac, Mi
- Edward Jones national BDApr 18, 2018 to Dec 12, 2018 · Rochester Hills, Mi
- Edelman Financial Engines independent RIANov 30, 2016 to Feb 27, 2018 · Northville, Mi
- Financial Engines Advisor Center, LLC formerJul 7, 2015 to Nov 30, 2016 · Northville, Mi
- The Mutual Fund Store formerJun 18, 2010 to Sep 8, 2015 · Northville, Mi
Moves
a registration end followed by a registration begin elsewhere
- Savant Wealth Management to Mdrn Capitalleft Jan 19, 2024, registered Mar 11, 2024 (52 days) · RIA to RIA
- Golden Reserve Retirement, LLC to Savant Wealth Managementleft Jul 28, 2023, registered Aug 25, 2023 (28 days) · RIA to RIA
- Thrivent Investment Management Inc. to Golden Reserve Retirement, LLCleft Jan 22, 2021, registered Feb 4, 2021 (13 days) · Affiliated broker-dealer or bank to independent RIA
- LPL Financial LLC to Thrivent Investment Management Inc.left Apr 20, 2020, registered May 12, 2020 (22 days) · Affiliated broker-dealer or bank to another
- Fifth Third Securities, Inc. to LPL Financial LLCleft Sep 27, 2019, registered Sep 20, 2019 (-7 days) · Affiliated broker-dealer or bank to another
- Edward Jones to Fifth Third Securities, Inc.left Dec 12, 2018, registered Dec 19, 2018 (7 days) · Affiliated broker-dealer or bank to another
- Edelman Financial Engines to Edward Jonesleft Feb 27, 2018, registered Apr 18, 2018 (50 days) · Other
- Financial Engines Advisor Center, LLC to Edelman Financial Enginesleft Nov 30, 2016, registered Nov 30, 2016 (0 days) · corporate re-registration, not a move
- The Mutual Fund Store to Financial Engines Advisor Center, LLCleft Sep 8, 2015, registered Jul 7, 2015 (-63 days) · channel change inside one enterprise, not a move · moved with a team
Signals
- Joshua John Maly left Savant Wealth Management for Mdrn Capital (registered 2024-03-11)Jan 19, 2024 · Advisor changed firm · fact
- Joshua John Maly left Golden Reserve Retirement, Llc for Savant Wealth Management (registered 2023-08-25)Jul 28, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address