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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

VICTORIA C PRINTZ

Advisor at OSAIC WEALTH, INC.

SCOTTSDALE, AZ

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Search this name across graphsid dfx:ria:415f0379-2488-01e8-3be3-45b5c554fdb3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Feb 20, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 19, 2008
First registration: Feb 20, 2008
Dual registered: yes, broker-dealer
Other names: VICTORIA CRISTINE PRINTZ|Victoria Printz|VICTORIA C PRINTZ
IAPD individual key: 5428691

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Aug 13, 2019	n/a	yes	SCOTTSDALE, AZ	Current employment
EQUITABLE ADVISORS, LLC	National bd RIA	Feb 1, 2019	May 8, 2019	no	CHARLOTTE, NC	Previous registration
TLWM FINANCIAL	Independent wealth	Jun 29, 2015	Feb 1, 2017	no	SAN ANTONIO, TX	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 19, 2012	Jun 25, 2015	no	SAN DIEGO, CA\|SAN ANTONIO, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 1, 2008	Sep 19, 2011	no	La Jolla, CA\|San Diego, CA	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Feb 20, 2008	Apr 17, 2008	no	SAN DIEGO, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
EQUITABLE ADVISORS, LLC	OSAIC WEALTH, INC.	May 8, 2019	Aug 13, 2019	97	Firm change	Ibd to ibd
TLWM FINANCIAL	EQUITABLE ADVISORS, LLC	Feb 1, 2017	Feb 1, 2019	730	Firm change after gap	Other
LPL FINANCIAL LLC	TLWM FINANCIAL	Jun 25, 2015	Jun 29, 2015	4	Firm change	Other
CHARLES SCHWAB & CO., INC.	LPL FINANCIAL LLC	Sep 19, 2011	Apr 19, 2012	213	Firm change	Other
AMERIPRISE FINANCIAL SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Apr 17, 2008	Aug 1, 2008	106	Firm change	Ibd to ibd

Relationships

Registered with (6)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Aug 13, 2019 to presentfactForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 1, 2019 to May 8, 2019factForm ADV
→ TLWM FINANCIALRegistered adviserregistration: previous registration
Jun 29, 2015 to Feb 1, 2017factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 19, 2012 to Jun 25, 2015factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 1, 2008 to Sep 19, 2011factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Feb 20, 2008 to Apr 17, 2008factForm ADV

Dated events

No dated event names this entity yet.