DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V••••••• C• P•••••

O•••• W•••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 5428691

Feed of 09/14/2026

Also filed as V••••••• Cristine P•••••

At current firm

7 y

since Aug 13, 2019

In the industry

18 y

since Feb 19, 2008 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Aug 13, 2019 · Scottsdale, Az
E•••••••• A•••••••• L•• national BD
Feb 1, 2019 to May 8, 2019 · Charlotte, Nc
T••• F•••••••• independent RIA
Jun 29, 2015 to Feb 1, 2017 · San Antonio, Tx
L•• F•••••••• L•• BD affiliated
Apr 19, 2012 to Jun 25, 2015 · San Diego, Ca
C•••••• S••••• • C••• I••• national BD
Aug 1, 2008 to Sep 19, 2011 · La Jolla, Ca
A••••••••• F•••••••• S•••••••• L•• national BD
Feb 20, 2008 to Apr 17, 2008 · San Diego, Ca

Moves

a registration end followed by a registration begin elsewhere

E•••••••• A•••••••• L•• to O•••• W•••••• I•••
left May 8, 2019, registered Aug 13, 2019 (97 days) · Affiliated broker-dealer or bank to another
T••• F•••••••• to E•••••••• A•••••••• L••
left Feb 1, 2017, registered Feb 1, 2019 (730 days) · Other
L•• F•••••••• L•• to T••• F••••••••
left Jun 25, 2015, registered Jun 29, 2015 (4 days) · Other
C•••••• S••••• • C••• I••• to L•• F•••••••• L••
left Sep 19, 2011, registered Apr 19, 2012 (213 days) · Other
A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••
left Apr 17, 2008, registered Aug 1, 2008 (106 days) · Affiliated broker-dealer or bank to another

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 18derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address