DFX Intelligence

B•••• G•••••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

B•••• G•••••• B•••••

Advisor at U••• B•••••• A•••••••• L••

Hot Springs, AR

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Search this name across graphsid dfx:ria:4161dd36-3dce-f3cf-d265-302a7a525834

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Apr 6, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U••• B•••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 2, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 9

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U••• B•••••• A•••••••• L••	Bd affiliated wealth	Feb 13, 2026	n/a	yes	Hot Springs, AR	Current employment
U••• B•••••• I••••••••• I•••	Former SEC adviser	Jan 12, 2026	Feb 13, 2026	no	Hot Springs, AR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••• B•••••• I••••••••• I•••	U••• B•••••• A•••••••• L••	Feb 13, 2026	Feb 13, 2026	0	Bulk transfer	Ibd to ibd
L•• F•••••••• L••	U••• B•••••• I••••••••• I•••	Jan 20, 2026	Jan 12, 2026

Relationships

Registered with (9)

→ U••• B•••••• A•••••••• L••Registered adviserregistration: current employment
Feb 13, 2026 to presentfactForm ADV
→ U••• B•••••• I••••••••• I•••Registered adviserregistration: previous registration
Jan 12, 2026 to Feb 13, 2026factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 21, 2025 to Jan 20, 2026factForm ADV
→ F•••• H•••••• A•••••••• I••

Dated events

Occurred
Jan 20, 2026
Advisor changed firm
B•••• G•••••• B••••• left L•• F•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2026-01-12)
Form ADVobserved 7 days ago
Occurred
Jan 9, 2025
Advisor changed firm
B•••• G•••••• B••••• left W•••• F•••• A••••••• for F•••• H•••••• A•••••••• I•• (registered 2025-05-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4161dd36-3dce-f3cf-d265-302a7a525834
First observed: Apr 6, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.