RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• G•••••• B•••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Hot Springs, Ar
- U••• B•••••• I••••••••• I••• formerJan 12, 2026 to Feb 13, 2026 · Hot Springs, Ar
- L•• F•••••••• L•• BD affiliatedAug 21, 2025 to Jan 20, 2026 · Bentonville, Ar
- F•••• H•••••• A•••••••• I•• formerMay 20, 2025 to Aug 21, 2025 · Bentonville, Ar
- W•••• F•••• A••••••• wirehouseJun 25, 2018 to Jan 9, 2025 · Corpus Christi, Tx
- E••••• J•••• national BDFeb 8, 2016 to Mar 12, 2018 · Springhill, Tn
- C••••• C••••••• L•• formerApr 16, 2015 to Feb 4, 2016 · Franklin, Tn
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 11, 2011 to Apr 6, 2015 · Midland, Tx
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Jan 26, 2011 · Lubbock, Tx
- W•••• F•••• I••••••••• L•• unclassifiedApr 6, 2009 to Jan 3, 2011 · Lubbock, Tx
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to U••• B•••••• I••••••••• I•••left Jan 20, 2026, registered Jan 12, 2026 (-8 days) · Affiliated broker-dealer or bank to another
- F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••left Aug 21, 2025, registered Aug 21, 2025 (0 days) · corporate re-registration, not a move
- W•••• F•••• A••••••• to F•••• H•••••• A•••••••• I••left Jan 9, 2025, registered May 20, 2025 (131 days) · Wirehouse to independent RIA
- E••••• J•••• to W•••• F•••• A•••••••left Mar 12, 2018, registered Jun 25, 2018 (105 days) · Affiliated broker-dealer or bank to wirehouse
- C••••• C••••••• L•• to E••••• J••••left Feb 4, 2016, registered Feb 8, 2016 (4 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• C••••••• L••left Apr 6, 2015, registered Apr 16, 2015 (10 days) · Other
- W•••• F•••• A••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 26, 2011, registered Aug 11, 2011 (197 days) · Wirehouse to wirehouse
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- B•••• G•••••• B••••• left L•• F•••••••• L•• for U••• B•••••• I••••••••• I••• (registered 2026-01-12)Jan 20, 2026 · Advisor changed firm · fact
- B•••• G•••••• B••••• left W•••• F•••• A••••••• for F•••• H•••••• A•••••••• I•• (registered 2025-05-20)Jan 9, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address