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Advisor at J.P. MORGAN SECURITIES LLC
Baton Rouge, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Apr 24, 2023 | n/a | yes | Baton Rouge, LA | Current employment |
| STANFORD GROUP COMPANY | n/a | Oct 10, 2005 | Mar 30, 2009 | no | BATON ROUGE, LA|BATON ROUGE, LA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 5, 2004 | Oct 13, 2005 | no | BATON ROUGE, LA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STANFORD GROUP COMPANY | J.P. MORGAN SECURITIES LLC | Mar 30, 2009 | Apr 24, 2023 | 5,138 | Firm change after gap | Other |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | STANFORD GROUP COMPANY | Oct 13, 2005 | Oct 10, 2005 | -3 | Firm change | Other |