RIA Intelligence

• J••• M••••• S••••••••• L•• wirehouse current
  since Apr 24, 2023 · Baton Rouge, La
• S••••••• G•••• C•••••• unclassified
  Oct 10, 2005 to Mar 30, 2009 · Baton Rouge, La
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
  Feb 5, 2004 to Oct 13, 2005 · Baton Rouge, La

• S••••••• G•••• C•••••• to J••• M••••• S••••••••• L••
  left Mar 30, 2009, registered Apr 24, 2023 (5138 days) · Other
• M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S••••••• G•••• C••••••
  left Oct 13, 2005, registered Oct 10, 2005 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Wirehousederived

Years in industry

26derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address