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A•••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

A•••• M••••••

Advisor at U• S• B••••• C•••••• C•••••••••

Newton, MA | LINCOLN, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:41672a3b-fa27-3f54-644d-0de150b7686c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 1
Observed: Jun 3, 2014 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

A•••• M••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: U• S• B••••• C•••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
U• S• B••••• C•••••• C•••••••••	Independent wealth	May 28, 2026	n/a	yes	LINCOLN, MA\|LINCOLN, MA\|Newton, MA	Current employment
P••• T••• P•••••••• L•	Former SEC adviser	May 25, 2021	Sep 18, 2025	no	LINCOLN, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••• T••• P•••••••• L•	U• S• B••••• C•••••• C•••••••••	Sep 18, 2025	May 28, 2026	252	Firm change	Other
W•••••• W••••• M••••••••• L••	P••• T••• P•••••••• L•	Mar 24, 2021	May 25, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
152581:5251:MA:2025-09-18	Sep 18, 2025	May 28, 2026	LINCOLN, MA	Firm change
29686:166196:MA:2021-03-22	Mar 22, 2021	Jun 28, 2018	B•••••, MA	Firm change after gap

Relationships

Registered with (5)

→ U• S• B••••• C•••••• C•••••••••Registered adviserregistration: current employment
May 28, 2026 to presentfactForm ADV
→ P••• T••• P•••••••• L•Registered adviserregistration: previous registration
May 25, 2021 to Sep 18, 2025factForm ADV
→ W•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 28, 2018 to Mar 24, 2021factForm ADV
→ W••••••• E•••• • C••••••• I•••

Dated events

Occurred
Sep 18, 2025
Advisor changed firm
A•••• M•••••• left P••• T••• P•••••••• L• for U• S• B••••• C•••••• C••••••••• (registered 2026-05-28)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:41672a3b-fa27-3f54-644d-0de150b7686c
First observed: Jun 3, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.