RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• M••••••
- U• S• B••••• C•••••• C••••••••• independent RIA currentsince May 28, 2026 · Lincoln, Ma
- P••• T••• P•••••••• L• formerMay 25, 2021 to Sep 18, 2025 · Lincoln, Ma
- W•••••• W••••• M••••••••• L•• formerJun 28, 2018 to Mar 24, 2021 · B•••••, Ma
- W••••••• E•••• • C••••••• I••• formerJun 28, 2018 to Mar 22, 2021 · B•••••, Ma
- P••• T••• A•••••••• I••• asset managerJan 30, 2017 to Jun 11, 2018 · Lincoln, Ma
- W•••••• W••••• M••••••••• L•• formerNov 12, 2014 to Jan 4, 2017 · B•••••, Ma
- W••••••• E•••• • C••••••• I••• formerJun 3, 2014 to Jan 4, 2017 · B•••••, Ma
- P••• T••• P•••••••• L• to U• S• B••••• C•••••• C•••••••••left Sep 18, 2025, registered May 28, 2026 (252 days) · Other · moved with a team
- W•••••• W••••• M••••••••• L•• to P••• T••• P•••••••• L•left Mar 24, 2021, registered May 25, 2021 (62 days) · Other
- W••••••• E•••• • C••••••• I••• to W•••••• W••••• M••••••••• L••left Mar 22, 2021, registered Jun 28, 2018 (-998 days) · channel change inside one enterprise, not a move · moved with a team
- P••• T••• A•••••••• I••• to W••••••• E•••• • C••••••• I•••left Jun 11, 2018, registered Jun 28, 2018 (17 days) · Other
- W•••••• W••••• M••••••••• L•• to P••• T••• A•••••••• I•••left Jan 4, 2017, registered Jan 30, 2017 (26 days) · Other
- W••••••• E•••• • C••••••• I••• to W•••••• W••••• M••••••••• L••left Jan 4, 2017, registered Nov 12, 2014 (-784 days) · Other
- A•••• M•••••• left P••• T••• P•••••••• L• for U• S• B••••• C•••••• C••••••••• (registered 2026-05-28)Sep 18, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address