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Advisor at TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Independent wealth | Jul 4, 2022 | n/a | yes | DALLAS, TX | Current employment |
| PNC WEALTH MANAGEMENT | Bd affiliated wealth | Aug 23, 2021 | Jun 17, 2022 | no | Farmers Branch, TX|Frisco, TX|Dallas, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Feb 22, 2016 | Aug 23, 2021 | no | Austin, TX|Austin, TX|Dallas, TX|Frisco, TX | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 13, 2015 | Feb 5, 2016 | no | FRISCO, TX|FORT MILL, SC | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Mar 10, 2005 | Dec 26, 2014 | no | COSTA MESA, CA|FARMINGTON, MI|FORT WORTH, TX|DALLAS, TX|SUGARLAND, TX|PLANO, TX|BEDFORD, TX|DETROIT, MI|LANSING, MI|DALLAS, TX|RICHARDSON, TX|BEDFORD, TX|DALLAS, TX|HOUSTON, TX|DALLAS, TX|SUGARLAND, TX|DALLAS, TX|IRVING, TX|AUSTIN, TX|DALLAS, TX|LEWISVILLE, TX|DALLAS, TX|PLANO, TX|ALLEN, TX|DALLAS, TX|DALLAS, TX|KALAMAZOO, MI | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 12, 2004 | Mar 22, 2005 | no | DALLAS, TX | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Apr 2, 2003 | Mar 22, 2005 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PNC WEALTH MANAGEMENT | TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS | Jun 17, 2022 | Jul 4, 2022 | 17 | Firm change | Ibd to RIA |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | PNC WEALTH MANAGEMENT | Aug 23, 2021 | Aug 23, 2021 | 0 | Bulk transfer | Ibd to ibd |
| LPL FINANCIAL LLC | PNC MANAGED ACCOUNT SOLUTIONS, INC. | Feb 5, 2016 | Feb 22, 2016 | 17 | Firm change | Other |
| COMERICA SECURITIES | LPL FINANCIAL LLC | Dec 26, 2014 | Aug 13, 2015 | 230 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | CHASE INVESTMENT SERVICES CORP. | Mar 22, 2005 | Aug 12, 2004 | -222 | Firm change after gap | Other |
| CHASE INVESTMENT SERVICES CORP. | COMERICA SECURITIES | Mar 22, 2005 | Mar 10, 2005 | -12 | Firm change | Other |