This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

SHEPHERD FINANCIAL INVESTMENT ADVISORY LLC

Current firm class

institutional managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Aug 1, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

4

Current registrations

1

Registered states

1

Exams

S65

First exam

Nov 13, 2017

First registration

Jan 7, 2020

Dual registered

no

Other names

Shockley Renee Leslie|LESLIE SHOCKLEY BALLANTINE|Leslie Renee Shockley|Leslie R Shockley

IAPD individual key

7206183

• Occurred

  Jun 2, 2025
  Advisor changed firm

  Leslie Shockley Ballantine left Cerity Partners Llc for Shepherd Financial Investment Advisory Llc (registered 2025-07-18)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:417a655d-8ab0-4d67-b442-8aace0993afe

First observed

Jan 7, 2020

Last observed

Sep 15, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.