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RIA / WealthAdvisorCertified Financial Planner32 years in industry

TODD SCHWARTZ

Advisor at CONCURRENT INVESTMENT ADVISORS, LLC

Greenwood Village, CO | TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:417bbfe2-6fcc-1309-9024-3f436d28ff18

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:36 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jan 1, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCURRENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 30, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Dec 30, 1993
First registration: Jan 1, 1999
Dual registered: no
Other names: TODD MICHAEL SCHWARTZ
IAPD individual key: 2428419

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Jun 19, 2023	n/a	yes	TAMPA, FL\|Greenwood Village, CO	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Oct 3, 2017	May 26, 2023	no	GREENWOOD VILLAGE, CO	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Nov 3, 2009	Oct 2, 2017	no	GREENWOOD VILLAGE, CO	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 1, 2009	no	Denver, CO	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Sep 6, 2005	Jun 1, 2009	no	DENVER, CO\|DENVER, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO\|ENGLEWOOD, CO	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jan 1, 1999	Sep 7, 2005	no	ENGLEWOOD, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CONCURRENT INVESTMENT ADVISORS, LLC	May 26, 2023	Jun 19, 2023	24	Bulk transfer	Ibd to RIA
WELLS FARGO ADVISORS	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Oct 2, 2017	Oct 3, 2017	1	Firm change	Other
MORGAN STANLEY	WELLS FARGO ADVISORS	Dec 1, 2009	Nov 3, 2009	-28	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	CITIGROUP GLOBAL MARKETS INC.	Sep 7, 2005	Sep 6, 2005	-1	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
11025:149018:CO:2017-10-02	Oct 2, 2017	Oct 3, 2017	GREENWOOD VILLAGE, CO	Firm change

Relationships

Registered with (6)

→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Jun 19, 2023 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Oct 3, 2017 to May 26, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Nov 3, 2009 to Oct 2, 2017factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 1, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Sep 6, 2005 to Jun 1, 2009factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jan 1, 1999 to Sep 7, 2005factForm ADV

Dated events

No dated event names this entity yet.